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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
101
iShares US Technology ETF
IYW
$25.5B
$6.7M 0.18%
33,539
-2,536
-7% -$507K
FBCG
102
Fidelity Blue Chip Growth ETF
FBCG
$7.28B
$6.47M 0.18%
118,029
+3,800
+3% +$206K
FCUS icon
103
Pinnacle Focused Opportunities ETF
FCUS
$85M
$6.45M 0.18%
205,457
-22,412
-10% -$732K
CRM icon
104
Salesforce
CRM
$158B
$6.37M 0.18%
23,720
-681
-3% -$169K
ONEQ icon
105
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$6.36M 0.18%
69,584
+1,909
+3% +$174K
BAC icon
106
Bank of America
BAC
$442B
$6.35M 0.18%
115,446
-1,030
-0.9% -$54.4K
IWF icon
107
iShares Russell 1000 Growth ETF
IWF
$128B
$6.34M 0.18%
53,332
-1,492
-3% -$177K
SGOV icon
108
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$6.31M 0.17%
62,820
+791
+1% +$79.5K
SPMO icon
109
Invesco S&P 500 Momentum ETF
SPMO
$21.8B
$6.3M 0.17%
52,759
+5,938
+13% +$712K
VWO icon
110
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.23M 0.17%
115,913
+2,174
+2% +$118K
HON icon
111
Honeywell
HON
$78B
$6.2M 0.17%
31,756
+3,345
+12% +$654K
IXC icon
112
iShares Global Energy ETF
IXC
$2.62B
$6.18M 0.17%
147,430
+3,035
+2% +$127K
RSST icon
113
Return Stacked US Stocks & Managed Futures ETF
RSST
$501M
$6.18M 0.17%
218,034
-6,323
-3% -$175K
ORCL icon
114
Oracle
ORCL
$423B
$6.14M 0.17%
31,502
-2,030
-6% -$483K
DIA icon
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$6.06M 0.17%
12,483
+491
+4% +$232K
VB icon
116
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$6.06M 0.17%
23,476
+273
+1% +$69.9K
CGGR icon
117
Capital Group Growth ETF
CGGR
$25B
$6.06M 0.17%
135,196
+9,314
+7% +$411K
IJS icon
118
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$5.99M 0.17%
52,699
+1,299
+3% +$146K
VOOG icon
119
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$5.96M 0.16%
80,472
+5,742
+8% +$423K
ZALT icon
120
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$791M
$5.95M 0.16%
182,789
+28,217
+18% +$909K
FVD icon
121
First Trust Value Line Dividend Fund
FVD
$8.4B
$5.94M 0.16%
129,012
+24,565
+24% +$1.13M
AMGN icon
122
Amgen
AMGN
$222B
$5.89M 0.16%
17,992
+3,488
+24% +$1.11M
XLI icon
123
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$5.83M 0.16%
37,578
+2,159
+6% +$332K
MSTB icon
124
LHA Market State Tactical Beta ETF
MSTB
$200M
$5.82M 0.16%
145,731
+4,479
+3% +$180K
DUKQ
125
Ocean Park Domestic ETF
DUKQ
$13.5M
$5.81M 0.16%
208,454
+6,412
+3% +$178K
3 4
5
6 7

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GCM
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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.