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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
iShares US Technology ETF
IYW
$25.1B
| $6.7M | 0.18% |
33,539
-2,536
| -7% | -$507K |
2016 Q3
37 quarters
|
|
102
Fidelity Blue Chip Growth ETF
FBCG
$7.32B
| $6.47M | 0.18% |
118,029
+3,800
| +3% | +$206K |
2023 Q1
11 quarters
|
|
103
Pinnacle Focused Opportunities ETF
FCUS
$82.2M
| $6.45M | 0.18% |
205,457
-22,412
| -10% | -$732K |
2024 Q1
7 quarters
|
|
104
Salesforce
CRM
$198B
| $6.37M | 0.18% |
23,720
-681
| -3% | -$169K |
2015 Q3
41 quarters
|
|
105
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
| $6.36M | 0.18% |
69,584
+1,909
| +3% | +$174K |
2014 Q4
44 quarters
|
|
106
Bank of America
BAC
$360B
| $6.35M | 0.18% |
115,446
-1,030
| -0.9% | -$54.4K |
2014 Q4
44 quarters
|
|
107
iShares Russell 1000 Growth ETF
IWF
$124B
| $6.34M | 0.18% |
53,332
-1,492
| -3% | -$177K |
2014 Q4
44 quarters
|
|
108
iShares 0-3 Month Treasury Bond ETF
SGOV
$115B
| $6.31M | 0.17% |
62,820
+791
| +1% | +$79.5K |
2023 Q1
11 quarters
|
|
109
Invesco S&P 500 Momentum ETF
SPMO
$21.7B
| $6.3M | 0.17% |
52,759
+5,938
| +13% | +$712K |
2024 Q2
6 quarters
|
|
110
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $6.23M | 0.17% |
115,913
+2,174
| +2% | +$118K |
2014 Q4
44 quarters
|
|
111
Honeywell
HON
$67.1B
| $6.2M | 0.17% |
31,756
+3,345
| +12% | +$654K |
2014 Q4
44 quarters
|
|
112
iShares Global Energy ETF
IXC
$3.28B
| $6.18M | 0.17% |
147,430
+3,035
| +2% | +$127K |
2020 Q1
23 quarters
|
|
113
Return Stacked US Stocks & Managed Futures ETF
RSST
$579M
| $6.18M | 0.17% |
218,034
-6,323
| -3% | -$175K |
2024 Q2
6 quarters
|
|
114
Oracle
ORCL
$389B
| $6.14M | 0.17% |
31,502
-2,030
| -6% | -$483K |
2014 Q4
44 quarters
|
|
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $6.06M | 0.17% |
12,483
+491
| +4% | +$232K |
2014 Q4
44 quarters
|
|
116
Vanguard Morningstar Small-Cap ETF
VB
$76.7B
| $6.06M | 0.17% |
23,476
+273
| +1% | +$69.9K |
2014 Q4
44 quarters
|
|
117
Capital Group Growth ETF
CGGR
$25.6B
| $6.06M | 0.17% |
135,196
+9,314
| +7% | +$411K |
2022 Q4
12 quarters
|
|
118
iShares S&P Small-Cap 600 Value ETF
IJS
$7.49B
| $5.99M | 0.17% |
52,699
+1,299
| +3% | +$146K |
2014 Q4
44 quarters
|
|
119
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
| $5.96M | 0.16% |
80,472
+5,742
| +8% | +$423K |
2016 Q1
39 quarters
|
|
120
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$818M
| $5.95M | 0.16% |
182,789
+28,217
| +18% | +$909K |
2024 Q3
5 quarters
|
|
121
First Trust Value Line Dividend Fund
FVD
$7.88B
| $5.94M | 0.16% |
129,012
+24,565
| +24% | +$1.13M |
2014 Q4
44 quarters
|
|
122
Amgen
AMGN
$234B
| $5.89M | 0.16% |
17,992
+3,488
| +24% | +$1.11M |
2014 Q4
44 quarters
|
|
123
State Street Industrial Select Sector SPDR ETF
XLI
$30.5B
| $5.83M | 0.16% |
37,578
+2,159
| +6% | +$332K |
2015 Q4
40 quarters
|
|
124
LHA Market State Tactical Beta ETF
MSTB
$200M
| $5.82M | 0.16% |
145,731
+4,479
| +3% | +$180K |
2024 Q4
4 quarters
|
|
125
Ocean Park Domestic ETF
DUKQ
$9.97M
| $5.81M | 0.16% |
208,454
+6,412
| +3% | +$178K |
2024 Q4
4 quarters
|
|
Similar funds
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RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.