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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
101
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$6.74M 0.19%
47,601
+955
+2% +$132K
FTCB icon
102
First Trust Core Investment Grade ETF
FTCB
$2.51B
$6.61M 0.19%
310,034
+23,356
+8% +$493K
MA icon
103
Mastercard
MA
$477B
$6.55M 0.19%
11,510
+1,702
+17% +$977K
IWF icon
104
iShares Russell 1000 Growth ETF
IWF
$122B
$6.42M 0.18%
54,824
-7,044
-11% -$784K
XLV icon
105
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$6.36M 0.18%
45,689
-395
-0.9% -$53.5K
UBER icon
106
Uber
UBER
$134B
$6.27M 0.18%
63,961
+9,205
+17% +$861K
SGOV icon
107
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$6.25M 0.18%
62,029
-4,740
-7% -$477K
VWO icon
108
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.16M 0.18%
113,739
+3,788
+3% +$195K
MCD icon
109
McDonald's
MCD
$188B
$6.15M 0.17%
20,245
-354
-2% -$108K
FBCG icon
110
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$6.13M 0.17%
114,229
+8,773
+8% +$447K
TSM icon
111
TSMC
TSM
$2.09T
$6.05M 0.17%
21,672
+2,406
+12% +$588K
ONEQ icon
112
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$6.03M 0.17%
67,675
-601
-0.9% -$50.7K
IXC icon
113
iShares Global Energy ETF
IXC
$2.71B
$6.03M 0.17%
144,395
+18,389
+15% +$749K
BAC icon
114
Bank of America
BAC
$435B
$6.01M 0.17%
116,476
+18,220
+19% +$889K
GEV icon
115
GE Vernova
GEV
$270B
$5.94M 0.17%
9,657
-1,524
-14% -$923K
RSST icon
116
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$5.94M 0.17%
224,357
-8,929
-4% -$218K
VB icon
117
Vanguard Small-Cap ETF
VB
$79.5B
$5.9M 0.17%
23,203
-1,367
-6% -$339K
CRM icon
118
Salesforce
CRM
$134B
$5.78M 0.16%
24,401
+387
+2% +$97.6K
PEP icon
119
PepsiCo
PEP
$186B
$5.77M 0.16%
41,087
-1,332
-3% -$190K
IGV icon
120
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$5.74M 0.16%
49,913
+4,385
+10% +$485K
IJS icon
121
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$5.68M 0.16%
51,400
+969
+2% +$103K
SPMO icon
122
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$5.67M 0.16%
46,821
+26,438
+130% +$3.08M
UNH icon
123
UnitedHealth
UNH
$382B
$5.66M 0.16%
16,398
+767
+5% +$232K
HON icon
124
Honeywell
HON
$77.1B
$5.64M 0.16%
28,411
+344
+1% +$71.9K
MSTB icon
125
LHA Market State Tactical Beta ETF
MSTB
$191M
$5.62M 0.16%
141,252
-12,498
-8% -$479K
3 4
5
6 7

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U
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SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.