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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
IBM
IBM
$202B
| $2.48M | 0.19% |
15,177
-18,209
| -55% | -$2.75M |
|
102
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
| $2.46M | 0.19% |
38,140
-42,364
| -53% | -$2.49M |
|
103
Lockheed Martin
LMT
$134B
| $2.45M | 0.19% |
5,403
-4,788
| -47% | -$2.12M |
|
104
Walt Disney
DIS
$165B
| $2.42M | 0.19% |
26,811
-45,602
| -63% | -$4.02M |
|
105
Pfizer
PFE
$140B
| $2.36M | 0.18% |
81,842
-90,871
| -53% | -$2.75M |
|
106
Deere & Co
DE
$170B
| $2.21M | 0.17% |
5,534
-6,826
| -55% | -$2.57M |
|
107
Merck
MRK
$324B
| $2.21M | 0.17% |
20,264
-25,974
| -56% | -$2.7M |
|
108
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $2.2M | 0.17% |
21,382
-34,636
| -62% | -$3.16M |
|
109
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $2.19M | 0.17% |
40,757
-28,007
| -41% | -$1.35M |
|
110
Duke Energy
DUK
$102B
| $2.18M | 0.17% |
22,514
-26,423
| -54% | -$2.4M |
|
111
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $2.18M | 0.17% |
28,602
-50,241
| -64% | -$3.68M |
|
112
Altria Group
MO
$122B
| $2.16M | 0.17% |
53,477
-73,784
| -58% | -$3.05M |
|
113
Constellation Energy
CEG
$98B
| $2.14M | 0.17% |
18,289
+12,489
| +215% | +$1.46M |
|
114
Innovator US Equity Power Buffer ETF December
PDEC
$977M
| $2.13M | 0.17% |
60,644
-7,829
| -11% | -$261K |
|
115
Southern Company
SO
$110B
| $2.13M | 0.17% |
30,332
-33,564
| -53% | -$2.3M |
|
116
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $2.1M | 0.16% |
26,550
-36,569
| -58% | -$2.68M |
|
117
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $2.1M | 0.16% |
58,619
-165,274
| -74% | -$5.6M |
|
118
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.1M | 0.16% |
44,102
-42,766
| -49% | -$1.92M |
|
119
First Trust Preferred Securities and Income ETF
FPE
$6.3B
| $2.09M | 0.16% |
123,903
-215,284
| -63% | -$3.47M |
|
120
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
| $2.09M | 0.16% |
30,226
-22,791
| -43% | -$1.49M |
|
121
iShares Gold Trust
IAU
$63B
| $2.08M | 0.16% |
53,188
-126,047
| -70% | -$4.72M |
|
122
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $2.07M | 0.16% |
78,050
-76,551
| -50% | -$1.93M |
|
123
iShares TIPS Bond ETF
TIP
$14.5B
| $2.06M | 0.16% |
19,185
-26,990
| -58% | -$2.82M |
|
124
CION Investment
CION
$297M
| $2.06M | 0.16% |
182,234
-121,653
| -40% | -$1.29M |
|
125
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.05M | 0.16% |
26,653
-28,215
| -51% | -$2.14M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.