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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Dividend Appreciation ETF
VIG
$111B
| $5.57M | 0.2% |
34,284
-10,846
| -24% | -$1.7M |
|
102
iShares TIPS Bond ETF
TIP
$14.5B
| $5.45M | 0.2% |
50,613
-26,539
| -34% | -$2.89M |
|
103
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $5.4M | 0.19% |
44,026
-12,572
| -22% | -$1.54M |
|
|
HDV
104
iShares Core High Dividend ETF
HDV
$14.4B
| $5.36M | 0.19% |
266,125
-13,985
| -5% | -$281K |
|
105
Deere & Co
DE
$170B
| $5.3M | 0.19% |
13,072
-1,337
| -9% | -$511K |
|
106
Innovator Power Buffer Step-Up Strategy ETF
PSTP
$132M
| $5.28M | 0.19% |
193,357
+509
| +0.3% | +$13.4K |
|
107
iShares MSCI EAFE ETF
EFA
$76.4B
| $5.22M | 0.19% |
72,025
+34,827
| +94% | +$2.53M |
|
108
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $5.22M | 0.19% |
88,938
+10,734
| +14% | +$585K |
|
109
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $5.16M | 0.19% |
233,073
-6,894
| -3% | -$152K |
|
|
110
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
| $5.12M | 0.18% |
+210,328
| New | +$4.92M |
|
111
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $4.94M | 0.18% |
104,834
-21,354
| -17% | -$977K |
|
112
Lockheed Martin
LMT
$134B
| $4.91M | 0.18% |
10,655
-3,314
| -24% | -$1.54M |
|
113
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $4.89M | 0.18% |
104,246
-13,107
| -11% | -$584K |
|
114
AT&T
T
$165B
| $4.76M | 0.17% |
298,374
-8,454
| -3% | -$144K |
|
115
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $4.74M | 0.17% |
253,052
-466,744
| -65% | -$8M |
|
116
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $4.68M | 0.17% |
114,951
+2,632
| +2% | +$106K |
|
117
Fidelity Total Bond ETF
FBND
$26.9B
| $4.59M | 0.16% |
101,000
+31,000
| +44% | +$1.42M |
|
118
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $4.57M | 0.16% |
139,774
-15,704
| -10% | -$529K |
|
119
iShares Silver Trust
SLV
$28.1B
| $4.45M | 0.16% |
213,252
+16,980
| +9% | +$377K |
|
120
Southern Company
SO
$110B
| $4.41M | 0.16% |
62,774
-7,137
| -10% | -$512K |
|
121
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
| $4.39M | 0.16% |
95,506
+27,466
| +40% | +$1.25M |
|
122
Honeywell
HON
$77B
| $4.38M | 0.16% |
22,385
+2,053
| +10% | +$381K |
|
123
Bristol-Myers Squibb
BMY
$127B
| $4.36M | 0.16% |
68,223
-11,710
| -15% | -$785K |
|
124
IBM
IBM
$202B
| $4.33M | 0.16% |
32,354
-9,711
| -23% | -$1.25M |
|
125
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $4.3M | 0.15% |
41,790
-18,529
| -31% | -$1.92M |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.