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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
(+3.1%)
Cap. Flow
+$14.8M
Cap. Flow
% of AUM
1.39%
Top 10 Holdings %
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$12.9M |
| 2 |
iShares Core S&P US Value ETF
IUSV
|
+$4.82M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$3.31M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$2.03M |
| 5 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$2.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$7.88M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.78M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$3.16M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$2.73M |
| 5 |
Brookfield
BN
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.74% |
| 2 | Industrials | 4.9% |
| 3 | Healthcare | 4.87% |
| 4 | Financials | 4.84% |
| 5 | Consumer Staples | 4.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $2.67M | 0.25% |
51,158
+5,344
| +12% | +$280K |
|
102
Southern Company
SO
$110B
| $2.61M | 0.24% |
54,424
+2,155
| +4% | +$108K |
|
103
Gilead Sciences
GILD
$161B
| $2.6M | 0.24% |
36,791
-3,377
| -8% | -$225K |
|
104
iShares MSCI Emerging Markets ETF
EEM
$28B
| $2.6M | 0.24% |
62,760
+27,202
| +77% | +$1.11M |
|
105
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $2.54M | 0.24% |
102,430
+5,490
| +6% | +$135K |
|
106
Alphabet (Google) Class C
GOOG
$3.9T
| $2.48M | 0.23% |
54,680
-3,980
| -7% | -$182K |
|
107
Realty Income
O
$61.2B
| $2.47M | 0.23% |
46,167
+3,206
| +7% | +$177K |
|
108
ProShares Short S&P500
SH
$887M
| $2.47M | 0.23% |
18,406
+6,508
| +55% | +$883K |
|
109
Ares Capital
ARCC
$13.5B
| $2.44M | 0.23% |
148,977
+39,650
| +36% | +$668K |
|
110
iShares Semiconductor ETF
SOXX
$44.2B
| $2.44M | 0.23% |
52,215
+5,619
| +12% | +$265K |
|
111
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.41M | 0.23% |
59,087
+7,839
| +15% | +$318K |
|
112
Trane Technologies
TT
$106B
| $2.4M | 0.23% |
26,268
-195
| -0.7% | -$17.1K |
|
113
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.39M | 0.22% |
25,749
-1,048
| -4% | -$96.1K |
|
114
Southwest Airlines
LUV
$22B
| $2.36M | 0.22% |
37,931
+7,380
| +24% | +$429K |
|
115
IBM
IBM
$202B
| $2.34M | 0.22% |
15,895
+542
| +4% | +$81.7K |
|
116
3M
MMM
$89B
| $2.31M | 0.22% |
13,284
-334
| -2% | -$55.9K |
|
117
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $2.29M | 0.22% |
56,971
-380
| -0.7% | -$15.3K |
|
118
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $2.28M | 0.21% |
57,558
+574
| +1% | +$22K |
|
119
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $2.27M | 0.21% |
39,667
+5,782
| +17% | +$328K |
|
120
NextEra Energy
NEE
$187B
| $2.26M | 0.21% |
64,452
+2,480
| +4% | +$84.8K |
|
121
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $2.25M | 0.21% |
86,738
+20,108
| +30% | +$528K |
|
122
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $2.25M | 0.21% |
28,399
+1,610
| +6% | +$123K |
|
123
Healthcare Realty
HR
$7.42B
| $2.23M | 0.21% |
71,604
+3,267
| +5% | +$103K |
|
124
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $2.22M | 0.21% |
281,408
+20,840
| +8% | +$162K |
|
125
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $2.22M | 0.21% |
24,990
+478
| +2% | +$42.4K |
|
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Sigma Planning Corp's Q2 2017 Portfolio in Review
As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.
- Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
- Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
- Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
- Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
- Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.
Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.