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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
1201
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$211K 0.01%
9,750
– –
RIO icon
1202
Rio Tinto
RIO
$164B
$211K 0.01%
+2,638
New +$190K
ITB icon
1203
iShares US Home Construction ETF
ITB
$2.41B
$211K 0.01%
2,192
-184
-8% -$18.6K
AMP icon
1204
Ameriprise Financial
AMP
$48.8B
$211K 0.01%
430
-5
-1% -$2.37K
AEE icon
1205
Ameren
AEE
$30.1B
$211K 0.01%
2,111
-10,633
-83% -$1.09M
NFLT icon
1206
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$462M
$211K 0.01%
+9,147
New +$211K
ONB icon
1207
Old National Bancorp
ONB
$10.2B
$210K 0.01%
9,400
+4
+0% +$86
FREL icon
1208
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$209K 0.01%
7,785
-1,916
-20% -$52.3K
MLM icon
1209
Martin Marietta Materials
MLM
$33B
$208K 0.01%
+334
New +$208K
BTC
1210
Grayscale Bitcoin Mini Trust ETF
BTC
$3.44B
$207K 0.01%
+5,357
New +$237K
HACK icon
1211
Amplify Cybersecurity ETF
HACK
$2.91B
$207K 0.01%
2,580
-258
-9% -$21.9K
TSI
1212
TCW Strategic Income Fund
TSI
$213M
$207K 0.01%
41,952
– –
XYL icon
1213
Xylem
XYL
$28.1B
$207K 0.01%
+1,538
New +$221K
DHI icon
1214
D.R. Horton
DHI
$42.3B
$207K 0.01%
1,435
-7
-0.5% -$1.07K
XAR icon
1215
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.5B
$206K 0.01%
+854
New +$203K
JPC icon
1216
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$206K 0.01%
25,398
-15
-0.1% -$122
IVES
1217
Dan IVES Wedbush AI Revolution ETF
IVES
$1.06B
$206K 0.01%
+6,512
New +$213K
USXF icon
1218
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$206K 0.01%
3,572
-910
-20% -$52.4K
UEC icon
1219
Uranium Energy
UEC
$5.57B
$205K 0.01%
17,510
-4,395
-20% -$57.7K
TPL icon
1220
Texas Pacific Land
TPL
$23.5B
$205K 0.01%
635
-205
-24% -$62.6K
BITQ icon
1221
Bitwise Crypto Industry Innovators ETF
BITQ
$384M
$202K 0.01%
+10,143
New +$250K
ODFL icon
1222
Old Dominion Freight Line
ODFL
$44.9B
$202K 0.01%
+1,287
New +$185K
AGGH icon
1223
Simplify Aggregate Bond ETF
AGGH
$606M
$202K 0.01%
+9,737
New +$203K
FELC icon
1224
Fidelity Enhanced Large Cap Core ETF
FELC
$8.37B
$201K 0.01%
+5,270
New +$199K
QQA
1225
Invesco QQQ Income Advantage ETF
QQA
$826M
$201K 0.01%
+3,786
New +$201K
47 48
49
50 51

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.