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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
1176
Skyworks Solutions
SWKS
$9.06B
$221K 0.01%
+2,871
New +$214K
UTF icon
1177
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$221K 0.01%
8,908
-2,462
-22% -$64.7K
HMOP icon
1178
Hartford Municipal Opportunities ETF
HMOP
$777M
$220K 0.01%
5,656
-8,534
-60% -$328K
FCOR icon
1179
Fidelity Corporate Bond ETF
FCOR
$352M
$220K 0.01%
+4,590
New +$218K
GOVT icon
1180
iShares US Treasury Bond ETF
GOVT
$43.6B
$220K 0.01%
+9,499
New +$218K
IGLB icon
1181
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$220K 0.01%
4,261
-50
-1% -$2.52K
IGE icon
1182
iShares North American Natural Resources ETF
IGE
$747M
$219K 0.01%
+4,473
New +$208K
SJNK icon
1183
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$219K 0.01%
8,564
-468
-5% -$11.9K
XTRE icon
1184
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
XTRE
$180M
$217K 0.01%
+4,362
New +$217K
RING icon
1185
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$217K 0.01%
+3,349
New +$172K
NEA icon
1186
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$216K 0.01%
18,947
+153
+0.8% +$1.68K
PFEB icon
1187
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$215K 0.01%
5,427
-50
-0.9% -$1.94K
ARKG icon
1188
ARK Genomic Revolution ETF
ARKG
$1.51B
$215K 0.01%
+7,738
New +$196K
NWL icon
1189
Newell Brands
NWL
$2.16B
$215K 0.01%
40,970
+1,685
+4% +$9.55K
DIVO icon
1190
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$215K 0.01%
+4,815
New +$209K
FTXO icon
1191
First Trust Nasdaq Bank ETF
FTXO
$305M
$214K 0.01%
+6,005
New +$209K
AMP icon
1192
Ameriprise Financial
AMP
$46.8B
$213K 0.01%
435
-53
-11% -$27.2K
SONY icon
1193
Sony
SONY
$123B
$213K 0.01%
+7,412
New +$199K
GARP
1194
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$213K 0.01%
3,250
-11,847
-78% -$740K
VRSN icon
1195
VeriSign
VRSN
$25.3B
$213K 0.01%
760
-5
-0.7% -$1.4K
BCI icon
1196
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$213K 0.01%
9,866
– –
QFLR icon
1197
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$520M
$211K 0.01%
+6,351
New +$200K
PCY icon
1198
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$210K 0.01%
+9,750
New +$204K
HYFI icon
1199
AB High Yield ETF
HYFI
$329M
$210K 0.01%
+5,533
New +$208K
JPC icon
1200
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$208K 0.01%
+25,413
New +$206K
46 47
48
49 50

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WB
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.