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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
1176
Teva Pharmaceuticals
TEVA
$35.9B
$123K ﹤0.01%
13,483
– –
AOD
1177
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$123K ﹤0.01%
15,723
+43
+0.3% +$332
VMO icon
1178
Invesco Municipal Opportunity Trust
VMO
$647M
$121K ﹤0.01%
12,221
+35
+0.3% +$325
XXII
1179
22nd Century Group
XXII
$1.47M
– –
0
– –
HEQ
1180
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$118K ﹤0.01%
10,217
– –
PLTR icon
1181
Palantir
PLTR
$295B
$116K ﹤0.01%
18,066
+1,255
+7% +$9.51K
SIRI icon
1182
SiriusXM
SIRI
$10B
$115K ﹤0.01%
1,970
+5
+0.3% +$307
VVR icon
1183
Invesco Senior Income Trust
VVR
$456M
$113K ﹤0.01%
29,527
+8,624
+41% +$32.8K
SOFI icon
1184
SoFi Technologies
SOFI
$21.1B
$113K ﹤0.01%
24,475
+2,613
+12% +$13K
EDIT icon
1185
Editas Medicine
EDIT
$399M
$113K ﹤0.01%
12,704
-3,911
-24% -$42.9K
PCT icon
1186
PureCycle Technologies
PCT
$1.17B
$113K ﹤0.01%
16,642
+3,912
+31% +$28.2K
SWBI icon
1187
Smith & Wesson
SWBI
$655M
$111K ﹤0.01%
12,767
+820
+7% +$8.64K
CIM
1188
Chimera Investment
CIM
$1.05B
$110K ﹤0.01%
6,685
+145
+2% +$2.7K
FCEL icon
1189
FuelCell Energy
FCEL
$1.7B
$109K ﹤0.01%
1,312
+38
+3% +$3.66K
RUM icon
1190
RUM Group Inc
RUM
$1.57B
$108K ﹤0.01%
18,166
+2,205
+14% +$21.1K
AWP
1191
abrdn Global Premier Properties Fund
AWP
$377M
$108K ﹤0.01%
9,217
-629
-6% -$7.58K
EZPW icon
1192
Ezcorp Inc
EZPW
$1.82B
$107K ﹤0.01%
13,170
-817
-6% -$7.28K
JPC icon
1193
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$107K ﹤0.01%
14,653
+1,052
+8% +$7.63K
TFFP
1194
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$106K ﹤0.01%
4,036
+960
+31% +$45.5K
LTRN icon
1195
Lantern Pharma
LTRN
$35.1M
$104K ﹤0.01%
17,300
-200
-1% -$1K
TPIC
1196
DELISTED
TPI Composites
TPIC
$103K ﹤0.01%
10,201
– –
TAL icon
1197
TAL Education Group
TAL
$5.71B
$103K ﹤0.01%
+14,600
New +$80.9K
MSOS icon
1198
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
$101K ﹤0.01%
14,382
+789
+6% +$8.12K
HNRG icon
1199
Hallador Energy
HNRG
$718M
$99.9K ﹤0.01%
10,000
– –
MUX icon
1200
McEwen Inc
MUX
$1.03B
$99.8K ﹤0.01%
+17,030
New +$79.2K
46 47
48
49 50

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.