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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
1151
Essential Utilities
WTRG
$11.4B
$228K 0.01%
5,936
-269
-4% -$10.6K
RSBA
1152
Return Stacked Bonds & Merger Arbitrage ETF
RSBA
$53.1M
$228K 0.01%
10,914
-7,091
-39% -$153K
CPRJ
1153
Calamos Russell 2000 Structured Alt Protection ETF - July
CPRJ
$38.9M
$228K 0.01%
8,503
– –
ESGU icon
1154
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$227K 0.01%
1,527
-33
-2% -$4.88K
CPNS
1155
Calamos Nasdaq-100 Structured Alt Protection ETF - September
CPNS
$22.6M
$227K 0.01%
8,343
– –
JPIB icon
1156
JPMorgan International Bond Opportunities ETF
JPIB
$2.14B
$227K 0.01%
4,658
-307
-6% -$15K
EXPD icon
1157
Expeditors International
EXPD
$23.2B
$227K 0.01%
+1,523
New +$207K
BIDU icon
1158
Baidu
BIDU
$37.2B
$227K 0.01%
1,734
+22
+1% +$2.73K
PYLD icon
1159
PIMCO Multi Sector Bond Active ETF
PYLD
$15.2B
$226K 0.01%
8,457
-710
-8% -$19K
CQP icon
1160
Cheniere Energy
CQP
$31.3B
$226K 0.01%
4,219
+70
+2% +$3.72K
BNGE icon
1161
First Trust S-Network Streaming and Gaming ETF
BNGE
$4.88M
$225K 0.01%
6,000
– –
CNTA
1162
DELISTED
Centessa Pharmaceuticals
CNTA
$225K 0.01%
+9,000
New +$228K
IGE icon
1163
iShares North American Natural Resources ETF
IGE
$754M
$225K 0.01%
4,474
+1
+0% +$49
QFLR icon
1164
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$526M
$225K 0.01%
6,551
+200
+3% +$6.8K
CPSJ
1165
Calamos S&P 500 Structured Alt Protection ETF - July
CPSJ
$47.5M
$225K 0.01%
8,351
-40
-0.5% -$1.07K
RIOT icon
1166
Riot Platforms
RIOT
$7.76B
$224K 0.01%
17,672
-526
-3% -$9K
EDOW icon
1167
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$223K 0.01%
5,408
-5,428
-50% -$221K
HMOP icon
1168
Hartford Municipal Opportunities ETF
HMOP
$796M
$223K 0.01%
5,705
+49
+0.9% +$1.92K
KJUL icon
1169
Innovator US Small Cap Power Buffer ETF July
KJUL
$226M
$222K 0.01%
6,999
-2,514
-26% -$78.6K
IYK icon
1170
iShares US Consumer Staples ETF
IYK
$1.43B
$222K 0.01%
3,315
+17
+0.5% +$1.15K
CLH icon
1171
Clean Harbors
CLH
$16.3B
$221K 0.01%
944
-118
-11% -$27K
HYGH icon
1172
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$221K 0.01%
+2,566
New +$221K
ESLT icon
1173
Elbit Systems
ESLT
$40.3B
$221K 0.01%
+382
New +$192K
YSEP icon
1174
FT Vest International Equity Buffer ETF September
YSEP
$121M
$221K 0.01%
8,477
-8,513
-50% -$218K
UTF icon
1175
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$220K 0.01%
9,131
+223
+3% +$5.35K
45 46
47
48 49

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MAM
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BCP
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.