We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORT icon
1151
VanEck Mortgage REIT Income ETF
MORT
$370M
$150K ﹤0.01%
12,450
+150
+1% +$1.75K
ICLN icon
1152
iShares Global Clean Energy ETF
ICLN
$2.38B
$149K ﹤0.01%
10,114
-420
-4% -$5.92K
NWL icon
1153
Newell Brands
NWL
$2.16B
$148K ﹤0.01%
19,322
+2,667
+16% +$19.1K
FDD icon
1154
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$148K ﹤0.01%
11,853
-1,179
-9% -$14.4K
CLSK icon
1155
CleanSpark
CLSK
$3.73B
$146K ﹤0.01%
15,653
-12,280
-44% -$156K
MPT
1156
Medical Properties Trust
MPT
$2.89B
$142K ﹤0.01%
24,253
-661
-3% -$3.26K
RIOT icon
1157
Riot Platforms
RIOT
$8.52B
$137K ﹤0.01%
18,437
-12,705
-41% -$110K
MTTR
1158
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$130K ﹤0.01%
28,825
-7,350
-20% -$32.1K
AOD
1159
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$122K ﹤0.01%
13,452
+75
+0.6% +$653
RIVN icon
1160
Rivian
RIVN
$22.9B
$120K ﹤0.01%
10,702
-80
-0.7% -$1.15K
RUM icon
1161
RUM Group Inc
RUM
$1.57B
$120K ﹤0.01%
22,347
+255
+1% +$1.5K
IGR
1162
CBRE Global Real Estate Income Fund
IGR
$712M
$118K ﹤0.01%
17,897
+107
+0.6% +$632
VMO icon
1163
Invesco Municipal Opportunity Trust
VMO
$647M
$111K ﹤0.01%
10,809
-809
-7% -$8.19K
NAT icon
1164
Nordic American Tanker
NAT
$1.37B
$108K ﹤0.01%
+29,307
New +$108K
LTRN icon
1165
Lantern Pharma
LTRN
$35.1M
$105K ﹤0.01%
28,650
+250
+0.9% +$1.03K
RWAY icon
1166
Runway Growth Finance
RWAY
$228M
$105K ﹤0.01%
10,200
-900
-8% -$9.88K
BCX icon
1167
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$104K ﹤0.01%
+10,829
New +$99.6K
SOUN icon
1168
SoundHound AI
SOUN
$2.68B
$101K ﹤0.01%
21,640
+9,600
+80% +$46.4K
JPC icon
1169
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$100K ﹤0.01%
12,435
+640
+5% +$4.96K
FSCO
1170
FS Credit Opportunities Corp
FSCO
$989M
$99.9K ﹤0.01%
15,732
-4
-0% -$25
NIM icon
1171
Nuveen Select Maturities Municipal Fund
NIM
$117M
$97K ﹤0.01%
10,474
– –
CIK
1172
Credit Suisse Asset Management Income Fund
CIK
$133M
$96.7K ﹤0.01%
31,296
+33
+0.1% +$101
PLUG icon
1173
Plug Power
PLUG
$2.92B
$95.8K ﹤0.01%
42,367
+8,837
+26% +$19.8K
CGTX icon
1174
Cognition Therapeutics
CGTX
$82.3M
$92.4K ﹤0.01%
197,190
+25,050
+15% +$25.8K
AG icon
1175
First Majestic Silver
AG
$8.05B
$88.1K ﹤0.01%
14,676
+2
+0% +$12
45 46
47
48 49

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.