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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IGR
1151
CBRE Global Real Estate Income Fund
IGR
$712M
| $63.3K | ﹤0.01% |
14,060
+278
| +2% | +$1.44K |
|
1152
Amplify Alternative Harvest ETF
MJ
$101M
| $62.9K | ﹤0.01% |
1,437
-828
| -37% | -$33.5K |
|
1153
Lantern Pharma
LTRN
$35.1M
| $61.8K | ﹤0.01% |
18,125
| – | – |
|
1154
First Majestic Silver
AG
$8.05B
| $60K | ﹤0.01% |
11,701
-37,314
| -76% | -$222K |
|
|
AWP
1155
abrdn Global Premier Properties Fund
AWP
$377M
| $58.9K | ﹤0.01% |
5,393
-565
| -9% | -$6.66K |
|
1156
BlackBerry
BB
$5.01B
| $58.1K | ﹤0.01% |
12,326
| – | – |
|
|
TFFP
1157
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
| $50.8K | ﹤0.01% |
5,802
| – | – |
|
|
HBI
1158
DELISTED
Hanesbrands
HBI
| $47K | ﹤0.01% |
11,861
-1,881
| -14% | -$9.11K |
|
|
NKLA
1159
DELISTED
Nikola Corporation Common Stock
NKLA
| $46.5K | ﹤0.01% |
988
+6
| +0.6% | +$312 |
|
1160
Nokia
NOK
$50.8B
| $44.9K | ﹤0.01% |
+11,999
| New | +$47.3K |
|
1161
Oxford Square Capital
OXSQ
$151M
| $41.9K | ﹤0.01% |
13,932
-997
| -7% | -$3.01K |
|
1162
Safe Bulkers
SB
$781M
| $37.3K | ﹤0.01% |
+11,518
| New | +$37.2K |
|
1163
FuelCell Energy
FCEL
$1.7B
| $36.6K | ﹤0.01% |
953
-34
| -3% | -$1.77K |
|
1164
EVgo
EVGO
$200M
| $36.2K | ﹤0.01% |
+10,700
| New | +$44K |
|
1165
PUT
Newell Brands
NWL
$2.16B
| $33.8K | ﹤0.01% |
+25,000
| New | +$249K |
|
1166
Denison Mines
DNN
$2.63B
| $32.2K | ﹤0.01% |
+19,500
| New | +$27K |
|
1167
Tilray
TLRY
$479M
| $31K | ﹤0.01% |
1,299
+68
| +6% | +$1.6K |
|
1168
Evogene
EVGN
$6.57M
| $29.9K | ﹤0.01% |
5,099
+605
| +13% | +$5.3K |
|
|
TPIC
1169
DELISTED
TPI Composites
TPIC
| $26.5K | ﹤0.01% |
10,011
-49
| -0.5% | -$300 |
|
1170
CALL
ProShares Ultra QQQ
QLD
$12.5B
| $25.9K | ﹤0.01% |
+750,000
| New | +$24.1M |
|
1171
Opko Health
OPK
$921M
| $24.2K | ﹤0.01% |
15,102
-200
| -1% | -$364 |
|
|
ALP
1172
Alpha Compute
ALP
$5.08M
| $24.1K | ﹤0.01% |
575
| – | – |
|
1173
PUT
Pitney Bowes
PBI
$2.42B
| $22.6K | ﹤0.01% |
+15,500
| New | +$53.1K |
|
1174
Performance Shipping
PSHG
$22.1M
| $21.1K | ﹤0.01% |
10,700
| – | – |
|
|
PLG
1175
Platinum Group Metals
PLG
$164M
| $20.9K | ﹤0.01% |
18,500
| – | – |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.