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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Old National Bancorp
ONB
$10.1B
| $147K | 0.01% |
10,558
+7
| +0.1% | +$93 |
|
|
MDNA
1127
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
| $147K | 0.01% |
305,300
+3,250
| +1% | +$2.01K |
|
|
CMLS
1128
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $144K | 0.01% |
35,205
+8,583
| +32% | +$28.8K |
|
1129
Ezcorp Inc
EZPW
$1.82B
| $140K | 0.01% |
16,713
+1,729
| +12% | +$15K |
|
|
PFN
1130
PIMCO Income Strategy Fund II
PFN
$695M
| $139K | 0.01% |
+19,328
| New | +$137K |
|
1131
Vale
VALE
$62.9B
| $139K | 0.01% |
10,348
-56,551
| -85% | -$801K |
|
1132
DocGo
DCGO
$58.9M
| $133K | ﹤0.01% |
14,200
| – | – |
|
|
CHS
1133
DELISTED
Chicos FAS, Inc.
CHS
| $129K | ﹤0.01% |
24,170
| – | – |
|
|
KYNB
1134
Kyntra Bio
KYNB
$28.5M
| $127K | ﹤0.01% |
1,878
+881
| +88% | +$364K |
|
|
FSCO
1135
FS Credit Opportunities Corp
FSCO
$989M
| $126K | ﹤0.01% |
26,535
+7,719
| +41% | +$34.2K |
|
1136
Serina Therapeutics
SER
$31M
| $125K | ﹤0.01% |
3,972
+242
| +6% | +$5.18K |
|
1137
Stem
STEM
$49.2M
| $123K | ﹤0.01% |
1,078
+159
| +17% | +$15.8K |
|
1138
Editas Medicine
EDIT
$399M
| $123K | ﹤0.01% |
14,967
+397
| +3% | +$3.46K |
|
1139
Haleon
HLN
$43.1B
| $121K | ﹤0.01% |
14,423
-5,738
| -28% | -$49K |
|
|
FAX
1140
abrdn Asia-Pacific Income Fund
FAX
$590M
| $119K | ﹤0.01% |
7,327
-436
| -6% | -$7.08K |
|
1141
Invesco Municipal Opportunity Trust
VMO
$647M
| $117K | ﹤0.01% |
12,397
-462
| -4% | -$4.37K |
|
|
MTTR
1142
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $113K | ﹤0.01% |
35,773
+2,891
| +9% | +$8.02K |
|
1143
Newell Brands
NWL
$2.16B
| $106K | ﹤0.01% |
12,238
-10,149
| -45% | -$101K |
|
1144
ChargePoint
CHPT
$133M
| $106K | ﹤0.01% |
603
+48
| +9% | +$8.41K |
|
|
TPIC
1145
DELISTED
TPI Composites
TPIC
| $104K | ﹤0.01% |
10,060
-130
| -1% | -$1.46K |
|
1146
Lantern Pharma
LTRN
$35.1M
| $102K | ﹤0.01% |
18,125
+850
| +5% | +$4.39K |
|
1147
QuantumScape Corp
QS
$3B
| $102K | ﹤0.01% |
12,769
-2,820
| -18% | -$19.6K |
|
|
CIM
1148
Chimera Investment
CIM
$1.05B
| $91.4K | ﹤0.01% |
5,279
-3,405
| -39% | -$54.2K |
|
|
VTNR
1149
DELISTED
Vertex Energy, Inc
VTNR
| $89.7K | ﹤0.01% |
14,350
-50
| -0.3% | -$352 |
|
1150
Hallador Energy
HNRG
$718M
| $85.7K | ﹤0.01% |
10,000
| – | – |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.