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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
1126
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$203K 0.01%
+5,862
New +$210K
SYNA icon
1127
Synaptics
SYNA
$4.41B
$202K 0.01%
2,122
-557
-21% -$53.5K
TX icon
1128
Ternium
TX
$9.29B
$202K 0.01%
6,598
-2,302
-26% -$68.8K
EFC
1129
Ellington Financial
EFC
$1.68B
$201K 0.01%
16,235
+37
+0.2% +$483
PENN icon
1130
PENN Entertainment
PENN
$2.74B
$201K 0.01%
+6,755
New +$219K
DELL icon
1131
Dell
DELL
$283B
$200K 0.01%
+4,976
New +$197K
PID icon
1132
Invesco International Dividend Achievers ETF
PID
$913M
$200K 0.01%
+11,940
New +$196K
OXLC
1133
Oxford Lane Capital
OXLC
$830M
$196K 0.01%
7,744
+2,107
+37% +$54.3K
PLUG icon
1134
Plug Power
PLUG
$2.92B
$196K 0.01%
15,840
-1,481
-9% -$23.6K
SCWO icon
1135
374Water
SCWO
$37.8M
$194K 0.01%
6,783
– –
GLU
1136
Gabelli Utility & Income Trust
GLU
$116M
$194K 0.01%
13,748
+301
+2% +$4.31K
MIY icon
1137
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$193K 0.01%
17,375
-8,150
-32% -$93K
DSL
1138
DoubleLine Income Solutions Fund
DSL
$1.21B
$192K 0.01%
17,271
-2,280
-12% -$25.9K
PFXF icon
1139
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$191K 0.01%
11,424
+134
+1% +$2.28K
ONB icon
1140
Old National Bancorp
ONB
$10.1B
$190K 0.01%
10,546
+465
+5% +$8.54K
FBRT
1141
Franklin BSP Realty Trust
FBRT
$601M
$187K 0.01%
14,506
– –
IRT icon
1142
Independence Realty Trust
IRT
$3.92B
$187K 0.01%
11,089
-41
-0.4% -$694
BTZ icon
1143
BlackRock Credit Allocation Income Trust
BTZ
$927M
$187K 0.01%
18,466
-242
-1% -$2.46K
NID
1144
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$181K 0.01%
13,776
+1,776
+15% +$22.6K
ABR icon
1145
Arbor Realty Trust
ABR
$960M
$180K 0.01%
13,618
+1,199
+10% +$16.3K
BGS icon
1146
B&G Foods
BGS
$285M
$179K 0.01%
16,028
-2,376
-13% -$33K
SONO icon
1147
Sonos
SONO
$1.75B
$175K 0.01%
10,374
-424
-4% -$6.9K
VALE icon
1148
Vale
VALE
$62.9B
$172K 0.01%
+10,135
New +$152K
BGR icon
1149
BlackRock Energy and Resources Trust
BGR
$420M
$171K 0.01%
+13,670
New +$170K
BLE
1150
DELISTED
BlackRock Municipal Income Trust II
BLE
$170K 0.01%
16,475
-12,236
-43% -$124K
44 45
46
47 48

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.