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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RFI
1126
Cohen & Steers Total Return Realty Fund
RFI
$312M
| $176K | 0.01% |
+13,286
| New | +$167K |
|
1127
Invesco Municipal Opportunity Trust
VMO
$653M
| $176K | 0.01% |
13,756
+73
| +0.5% | +$913 |
|
1128
Amplify CEF High Income ETF
YYY
$725M
| $176K | 0.01% |
11,050
-543
| -5% | -$8.31K |
|
1129
H&R Block
HRB
$5.37B
| $169K | 0.01% |
+10,678
| New | +$184K |
|
1130
Gevo
GEVO
$380M
| $167K | 0.01% |
+39,300
| New | +$65.5K |
|
|
VWTR
1131
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $164K | 0.01% |
17,500
| – | – |
|
1132
Arbor Realty Trust
ABR
$977M
| $162K | 0.01% |
+11,446
| New | +$148K |
|
1133
Hewlett Packard
HPE
$63.8B
| $161K | 0.01% |
13,586
-6,623
| -33% | -$69.5K |
|
1134
Teucrium Corn Fund
CORN
$179M
| $160K | 0.01% |
10,288
+146
| +1% | +$2.04K |
|
1135
Live Ventures
LIVE
$30.7M
| $159K | 0.01% |
12,786
+309
| +2% | +$3.48K |
|
|
PNT
1136
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
| $159K | 0.01% |
+11,450
| New | +$159K |
|
|
AXAS
1137
DELISTED
Abraxas Petroleum Corp
AXAS
| $155K | 0.01% |
67,650
+3,125
| +5% | +$7.3K |
|
|
MFA
1138
MFA Financial
MFA
$927M
| $146K | 0.01% |
9,390
+3,234
| +53% | +$43.6K |
|
|
GGN
1139
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
| $140K | ﹤0.01% |
39,990
+859
| +2% | +$2.97K |
|
|
OGI
1140
Organigram Holdings
OGI
$132M
| $138K | ﹤0.01% |
25,919
+2,718
| +12% | +$13.9K |
|
1141
Rithm Capital
RITM
$5.15B
| $131K | ﹤0.01% |
13,171
+2,921
| +28% | +$25.8K |
|
1142
BlackBerry
BB
$4.93B
| $130K | ﹤0.01% |
19,569
+7,095
| +57% | +$42K |
|
|
MRO
1143
DELISTED
Marathon Oil Corporation
MRO
| $128K | ﹤0.01% |
19,168
+1,850
| +11% | +$9.94K |
|
1144
Lumen
LUMN
$6.45B
| $127K | ﹤0.01% |
13,045
-20,295
| -61% | -$200K |
|
1145
CALL
Tilray
TLRY
$498M
| $124K | ﹤0.01% |
1,500
| – | – |
|
|
1146
Tilray
TLRY
$498M
| $124K | ﹤0.01% |
+1,502
| New | +$110K |
|
|
GPP
1147
DELISTED
Green Plains Partners LP
GPP
| $123K | ﹤0.01% |
15,432
-463
| -3% | -$3.75K |
|
|
RADA
1148
DELISTED
Rada Electronic Industries Ltd
RADA
| $122K | ﹤0.01% |
+12,509
| New | +$96.2K |
|
1149
SiriusXM
SIRI
$10.5B
| $117K | ﹤0.01% |
1,834
-489
| -21% | -$30K |
|
|
TWO
1150
Two Harbors Investment
TWO
$1.27B
| $111K | ﹤0.01% |
4,368
-103
| -2% | -$2.45K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.