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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
1101
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$216K 0.01%
+2,811
New +$208K
TSI
1102
TCW Strategic Income Fund
TSI
$212M
$215K 0.01%
41,952
– –
HIG icon
1103
Hartford Financial Services
HIG
$38.5B
$215K 0.01%
1,825
-442
-19% -$48.5K
JD icon
1104
JD.com
JD
$40.8B
$215K 0.01%
+5,363
New +$147K
PCAR icon
1105
PACCAR
PCAR
$69.6B
$215K 0.01%
2,174
-33
-1% -$3.23K
SYBT icon
1106
Stock Yards Bancorp
SYBT
$2.41B
$214K 0.01%
3,455
-1,000
-22% -$57.7K
NMAI icon
1107
Nuveen Multi-Asset Income Fund
NMAI
$460M
$214K 0.01%
16,167
-1
-0% -$13
OTIS icon
1108
Otis Worldwide
OTIS
$27.4B
$213K 0.01%
2,048
-62
-3% -$5.91K
GPK icon
1109
Graphic Packaging
GPK
$3.26B
$211K 0.01%
7,145
-2,072
-22% -$58.9K
INFL icon
1110
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$211K 0.01%
+5,619
New +$202K
CNC icon
1111
Centene
CNC
$31.3B
$211K 0.01%
+2,803
New +$205K
KRE icon
1112
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$211K 0.01%
+3,721
New +$204K
MCHP icon
1113
Microchip Technology
MCHP
$42.8B
$210K 0.01%
2,621
-11
-0.4% -$908
AMP icon
1114
Ameriprise Financial
AMP
$46.8B
$210K 0.01%
448
-32
-7% -$13.9K
ENPH icon
1115
Enphase Energy
ENPH
$4.84B
$210K 0.01%
+1,859
New +$208K
VTWG icon
1116
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$210K 0.01%
+1,013
New +$202K
BBRE icon
1117
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.3B
$210K 0.01%
+2,078
New +$198K
UWMC icon
1118
UWM Holdings
UWMC
$621M
$209K 0.01%
24,497
+25
+0.1% +$211
R icon
1119
Ryder
R
$10.3B
$208K 0.01%
+1,429
New +$194K
FLG
1120
Flagstar Bank National Association
FLG
$5.77B
$208K 0.01%
18,538
-4,903
-21% -$52.2K
AEM icon
1121
Agnico Eagle Mines
AEM
$72.6B
$208K 0.01%
+2,580
New +$200K
HUM icon
1122
Humana
HUM
$46.7B
$208K 0.01%
656
-1,255
-66% -$447K
IVOO icon
1123
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$207K 0.01%
1,963
-632
-24% -$64.5K
GNRC icon
1124
Generac Holdings
GNRC
$11.9B
$207K 0.01%
+1,302
New +$193K
GBAB
1125
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$207K 0.01%
11,755
+271
+2% +$4.66K
43 44
45
46 47

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WB
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SCM
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BPS
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.