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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
1076
Masco
MAS
$15.3B
$274K 0.01%
4,321
-59
-1% -$3.83K
FMUB
1077
Fidelity Municipal Bond Opportunities ETF
FMUB
$250M
$274K 0.01%
+5,148
New +$263K
EIPI
1078
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$274K 0.01%
13,782
+1,591
+13% +$31.6K
CTVA icon
1079
Corteva
CTVA
$51.3B
$273K 0.01%
4,073
-122
-3% -$7.89K
VKTX icon
1080
Viking Therapeutics
VKTX
$4B
$273K 0.01%
+7,760
New +$275K
KRE icon
1081
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$273K 0.01%
4,208
+63
+2% +$3.96K
GLU
1082
Gabelli Utility & Income Trust
GLU
$116M
$272K 0.01%
14,141
+39
+0.3% +$718
PGX icon
1083
Invesco Preferred ETF
PGX
$3.78B
$272K 0.01%
24,185
-2,443
-9% -$27.9K
POR icon
1084
Portland General Electric
POR
$5.77B
$272K 0.01%
5,663
+210
+4% +$9.92K
ZION icon
1085
Zions Bancorporation
ZION
$10.3B
$271K 0.01%
4,638
+127
+3% +$6.92K
TKO icon
1086
TKO Group
TKO
$13.6B
$270K 0.01%
1,293
– –
CBRE icon
1087
CBRE Group
CBRE
$42.9B
$270K 0.01%
1,679
+8
+0.5% +$1.26K
DVYE icon
1088
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$269K 0.01%
8,620
-508
-6% -$15.5K
MSI icon
1089
Motorola Solutions
MSI
$77.4B
$268K 0.01%
1,018
+91
+10% +$36.6K
AGO icon
1090
Assured Guaranty
AGO
$3.34B
$268K 0.01%
2,982
-97
-3% -$8.37K
CYBR
1091
DELISTED
CyberArk
CYBR
$267K 0.01%
598
+1
+0.2% +$481
DRD
1092
DRDGold
DRD
$2.05B
$265K 0.01%
8,543
+300
+4% +$8.57K
USFR icon
1093
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$264K 0.01%
5,243
-780
-13% -$39.3K
DBND icon
1094
DoubleLine Opportunistic Bond ETF
DBND
$755M
$263K 0.01%
5,664
-75
-1% -$3.49K
WAB icon
1095
Wabtec
WAB
$49.3B
$260K 0.01%
1,220
+40
+3% +$8.22K
MFC icon
1096
Manulife Financial
MFC
$73.5B
$260K 0.01%
7,174
-806
-10% -$27.4K
EXEL icon
1097
Exelixis
EXEL
$13.4B
$260K 0.01%
+5,932
New +$245K
PINK icon
1098
Simplify Health Care ETF
PINK
$391M
$258K 0.01%
7,043
+550
+8% +$19.2K
EQIX icon
1099
Equinix
EQIX
$103B
$257K 0.01%
335
-29
-8% -$22.7K
EZPW icon
1100
Ezcorp Inc
EZPW
$1.71B
$256K 0.01%
13,197
-9
-0.1% -$170
42 43
44
45 46

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.