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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
1076
HCA Healthcare
HCA
$84.8B
$264K 0.01%
619
+34
+6% +$13.2K
CBRE icon
1077
CBRE Group
CBRE
$40.8B
$263K 0.01%
1,671
-173
-9% -$26.8K
ICOW icon
1078
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.76B
$263K 0.01%
+7,213
New +$255K
QURE icon
1079
uniQure
QURE
$2.68B
$263K 0.01%
+4,500
New +$81.7K
BMA icon
1080
Banco Macro
BMA
$5.7B
$263K 0.01%
6,210
-65
-1% -$3.97K
KRE icon
1081
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$262K 0.01%
4,145
-716
-15% -$45.1K
TPL icon
1082
Texas Pacific Land
TPL
$28.9B
$262K 0.01%
840
– –
GCOW icon
1083
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$261K 0.01%
6,592
-370
-5% -$14.5K
TKO icon
1084
TKO Group
TKO
$13.5B
$261K 0.01%
+1,293
New +$236K
XTWO icon
1085
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$184M
$261K 0.01%
5,267
+113
+2% +$5.59K
EFAV icon
1086
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$261K 0.01%
+3,075
New +$260K
AGO icon
1087
Assured Guaranty
AGO
$3.78B
$261K 0.01%
3,079
-2
-0.1% -$166
REGL icon
1088
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$260K 0.01%
3,050
-150
-5% -$12.6K
AGNT
1089
AGNT Inc
AGNT
$664M
$260K 0.01%
24,352
+114
+0.5% +$1.21K
SIL icon
1090
Global X Silver Miners ETF NEW
SIL
$4.08B
$259K 0.01%
3,621
-8,641
-70% -$484K
VSS icon
1091
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$259K 0.01%
+1,816
New +$251K
TM icon
1092
Toyota
TM
$210B
$258K 0.01%
1,348
+6
+0.4% +$1.13K
XSOE icon
1093
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$258K 0.01%
6,787
-396
-6% -$14.2K
MET icon
1094
MetLife
MET
$61B
$257K 0.01%
3,119
-96
-3% -$7.55K
USXF icon
1095
iShares ESG Advanced MSCI USA ETF
USXF
$1.42B
$257K 0.01%
4,482
-110
-2% -$6.14K
QQQH
1096
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$257K 0.01%
4,719
-106
-2% -$5.66K
IBKR icon
1097
Interactive Brokers
IBKR
$40.9B
$256K 0.01%
+3,717
New +$234K
GWX icon
1098
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$256K 0.01%
+6,362
New +$246K
FBT icon
1099
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$255K 0.01%
1,424
+142
+11% +$24.2K
GLU
1100
Gabelli Utility & Income Trust
GLU
$116M
$255K 0.01%
14,102
+90
+0.6% +$1.6K
42 43
44
45 46

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.