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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
1076
Amdocs
DOX
$5.53B
$235K 0.01%
2,581
-5
-0.2% -$425
TPL icon
1077
Texas Pacific Land
TPL
$28.9B
$235K 0.01%
+900
New +$239K
HOG icon
1078
Harley-Davidson
HOG
$2.68B
$234K 0.01%
5,634
-206
-4% -$8.77K
TWLO icon
1079
Twilio
TWLO
$29.1B
$234K 0.01%
4,778
+78
+2% +$4.44K
AMJ
1080
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$234K 0.01%
10,746
-537
-5% -$11.8K
ICE icon
1081
Intercontinental Exchange
ICE
$82.4B
$231K 0.01%
+2,256
New +$225K
DBL
1082
DoubleLine Opportunistic Credit Fund
DBL
$278M
$231K 0.01%
15,572
+35
+0.2% +$510
ETY icon
1083
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$231K 0.01%
21,255
-1,179
-5% -$13.5K
IAK icon
1084
iShares US Insurance ETF
IAK
$511M
$230K 0.01%
+2,516
New +$225K
BDJ icon
1085
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$230K 0.01%
25,507
+1,775
+7% +$15.7K
VMBS icon
1086
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$230K 0.01%
5,044
+494
+11% +$22.4K
INAB icon
1087
IN8bio
INAB
$11.5M
$229K 0.01%
3,305
+13
+0.4% +$728
IJUL icon
1088
Innovator International Developed Power Buffer ETF July
IJUL
$238M
$229K 0.01%
+9,599
New +$220K
PAUG icon
1089
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$229K 0.01%
8,066
– –
APA icon
1090
APA Corp
APA
$12.8B
$226K 0.01%
+4,848
New +$217K
IOCT icon
1091
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$226K 0.01%
+9,510
New +$219K
FVC icon
1092
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$226K 0.01%
6,452
-494
-7% -$17.4K
IAT icon
1093
iShares US Regional Banks ETF
IAT
$685M
$226K 0.01%
4,740
-588
-11% -$28.9K
TAP icon
1094
Molson Coors Class B
TAP
$7.68B
$226K 0.01%
4,382
-196
-4% -$10.1K
JFR icon
1095
Nuveen Floating Rate Income Fund
JFR
$1.23B
$226K 0.01%
28,484
-3,913
-12% -$31.9K
ITB icon
1096
iShares US Home Construction ETF
ITB
$2.41B
$225K 0.01%
3,715
-1,755
-32% -$101K
UNL icon
1097
United States 12 Month Natural Gas Fund
UNL
$13.8M
$223K 0.01%
+12,954
New +$273K
AMP icon
1098
Ameriprise Financial
AMP
$46.8B
$222K 0.01%
+711
New +$217K
JUCY icon
1099
Aptus Enhanced Yield ETF
JUCY
$317M
$221K 0.01%
+8,802
New +$221K
CRK icon
1100
Comstock Resources
CRK
$3.97B
$220K 0.01%
16,063
+3,263
+25% +$55.7K
42 43
44
45 46

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.