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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
1076
DNP Select Income Fund
DNP
$4.15B
$211K 0.01%
20,521
-1,586
-7% -$16.3K
DOC icon
1077
Healthpeak Properties
DOC
$15.5B
$211K 0.01%
+6,979
New +$203K
DXCM icon
1078
DexCom
DXCM
$28.3B
$211K 0.01%
2,284
-592
-21% -$52.9K
BFX
1079
DELISTED
BowFlex Inc.
BFX
$211K 0.01%
+11,651
New +$242K
AAL icon
1080
American Airlines Group
AAL
$9.9B
$210K 0.01%
13,317
+1,349
+11% +$18.7K
BLOK icon
1081
Amplify Blockchain Technology ETF
BLOK
$1.1B
$210K 0.01%
+5,993
New +$170K
FLRN icon
1082
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$210K 0.01%
6,866
-9,666
-58% -$296K
JPI
1083
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$210K 0.01%
+8,550
New +$197K
LITS
1084
Lite Strategy Inc
LITS
$33.2M
$210K 0.01%
3,973
+625
+19% +$36.1K
BHK icon
1085
BlackRock Core Bond Trust
BHK
$644M
$209K 0.01%
12,852
+1,589
+14% +$25.2K
RH icon
1086
RH
RH
$3.4B
$209K 0.01%
+467
New +$192K
IBML
1087
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$209K 0.01%
+7,984
New +$209K
IBMM
1088
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$209K 0.01%
+7,729
New +$209K
IBMJ
1089
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$209K 0.01%
+8,101
New +$209K
EIX icon
1090
Edison International
EIX
$30.3B
$208K 0.01%
+3,303
New +$199K
FTV icon
1091
Fortive
FTV
$19.2B
$208K 0.01%
3,891
-646
-14% -$33.2K
FFC
1092
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$207K 0.01%
+8,854
New +$196K
ITB icon
1093
iShares US Home Construction ETF
ITB
$2.35B
$207K 0.01%
3,702
-1,223
-25% -$68.9K
DOV icon
1094
Dover
DOV
$27.7B
$206K 0.01%
+1,631
New +$194K
LYV icon
1095
PUT
Live Nation Entertainment
LYV
$41.7B
$206K 0.01%
+2,800
New +$177K
MELI icon
1096
Mercado Libre
MELI
$92.3B
$206K 0.01%
+123
New +$173K
DRI icon
1097
Darden Restaurants
DRI
$23.4B
$205K 0.01%
+1,717
New +$184K
NULV icon
1098
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$205K 0.01%
+6,229
New +$195K
AY
1099
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$205K 0.01%
+5,405
New +$179K
CDW icon
1100
CDW
CDW
$17.6B
$204K 0.01%
+1,545
New +$202K
42 43
44
45 46

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.