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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIV icon
1051
Global X SuperDividend US ETF
DIV
$787M
$246K 0.01%
13,115
-2,432
-16% -$45.8K
EGLE
1052
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$246K 0.01%
+4,924
New +$247K
CORP icon
1053
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$246K 0.01%
2,643
+125
+5% +$11.5K
AB icon
1054
AllianceBernstein
AB
$3.47B
$246K 0.01%
7,150
+533
+8% +$19.7K
KEY icon
1055
KeyCorp
KEY
$24.3B
$245K 0.01%
14,045
-1,201
-8% -$21.1K
GSG icon
1056
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
$244K 0.01%
11,491
+580
+5% +$12.5K
USO icon
1057
United States Oil Fund
USO
$2.45B
$243K 0.01%
3,464
+70
+2% +$4.9K
DSEP icon
1058
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$242K 0.01%
7,889
– –
SIL icon
1059
Global X Silver Miners ETF NEW
SIL
$4.08B
$241K 0.01%
8,557
-15
-0.2% -$403
SNY icon
1060
Sanofi
SNY
$104B
$241K 0.01%
+4,972
New +$218K
JD icon
1061
JD.com
JD
$40.8B
$239K 0.01%
4,266
-16
-0.4% -$805
EIX icon
1062
Edison International
EIX
$30.7B
$239K 0.01%
3,762
-388
-9% -$23.8K
XSLV icon
1063
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$239K 0.01%
5,351
+208
+4% +$9.31K
EVG
1064
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$238K 0.01%
23,404
-3,004
-11% -$32K
IEUR icon
1065
iShares Core MSCI Europe ETF
IEUR
$8.66B
$238K 0.01%
5,020
-1,918
-28% -$86.5K
BBBY
1066
Bed Bath & Beyond
BBBY
$473M
$238K 0.01%
13,540
+504
+4% +$10.8K
RSPS icon
1067
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$238K 0.01%
+6,985
New +$234K
BWA icon
1068
BorgWarner
BWA
$13.2B
$238K 0.01%
+6,721
New +$229K
JEPQ icon
1069
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$238K 0.01%
5,821
-23,554
-80% -$1M
ACWX icon
1070
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$237K 0.01%
5,214
+2
+0% +$88
ESS icon
1071
Essex Property Trust
ESS
$18.9B
$237K 0.01%
+1,116
New +$244K
LTC
1072
LTC Properties
LTC
$2.16B
$236K 0.01%
6,639
-17
-0.3% -$647
DHI icon
1073
D.R. Horton
DHI
$41B
$235K 0.01%
2,638
-19,671
-88% -$1.58M
GIB icon
1074
CGI
GIB
$13.9B
$235K 0.01%
2,729
– –
DFSV
1075
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$235K 0.01%
+9,483
New +$234K
41 42
43
44 45

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.