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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
1026
Masco
MAS
$16B
$308K 0.01%
4,380
+108
+3% +$7.6K
AAAU icon
1027
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$308K 0.01%
8,067
+690
+9% +$23.6K
NNN icon
1028
NNN REIT
NNN
$9.39B
$306K 0.01%
7,197
-3,709
-34% -$157K
KRMN
1029
Karman Holdings
KRMN
$6.29B
$305K 0.01%
+4,223
New +$232K
CCJ icon
1030
Cameco
CCJ
$38.3B
$304K 0.01%
3,620
+141
+4% +$10.9K
USFR icon
1031
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$303K 0.01%
6,023
+64
+1% +$3.22K
XYLD icon
1032
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$303K 0.01%
7,708
+28
+0.4% +$1.09K
FDMO icon
1033
Fidelity Momentum Factor ETF
FDMO
$934M
$302K 0.01%
+3,635
New +$287K
BIP icon
1034
Brookfield Infrastructure Partners
BIP
$18.8B
$302K 0.01%
9,192
+30
+0.3% +$944
FIDU icon
1035
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$302K 0.01%
3,685
-315
-8% -$25.3K
JHMM icon
1036
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$299K 0.01%
4,623
+261
+6% +$16.5K
XDEC icon
1037
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
$297K 0.01%
7,411
– –
ICE icon
1038
Intercontinental Exchange
ICE
$82.4B
$296K 0.01%
1,759
-369
-17% -$65.9K
KJUL icon
1039
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$295K 0.01%
9,513
+2,490
+35% +$75K
UEC icon
1040
Uranium Energy
UEC
$4.71B
$292K 0.01%
21,905
+11,805
+117% +$118K
DVN icon
1041
Devon Energy
DVN
$51.9B
$291K 0.01%
8,293
-3,170
-28% -$108K
RNTX
1042
Rein Therapeutics
RNTX
$67.7M
$291K 0.01%
253,827
-22,950
-8% -$29.1K
REGN icon
1043
Regeneron Pharmaceuticals
REGN
$68.8B
$289K 0.01%
514
-117
-19% -$66.2K
USB icon
1044
US Bancorp
USB
$99.6B
$289K 0.01%
5,974
-1,454
-20% -$68.8K
CYBR
1045
DELISTED
CyberArk
CYBR
$289K 0.01%
597
+8
+1% +$3.43K
ABR icon
1046
Arbor Realty Trust
ABR
$960M
$288K 0.01%
23,598
+464
+2% +$5.4K
SCHA icon
1047
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$288K 0.01%
10,326
-1,140
-10% -$30.5K
HYMB icon
1048
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$287K 0.01%
11,528
+1,242
+12% +$30.4K
ETJ
1049
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$286K 0.01%
31,796
-468
-1% -$4.2K
EQIX icon
1050
Equinix
EQIX
$107B
$285K 0.01%
+364
New +$284K
40 41
42
43 44

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.