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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
1001
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$327K 0.01%
13,259
+3,994
+43% +$98.2K
XSVM icon
1002
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$327K 0.01%
5,787
-197
-3% -$10.9K
DGT icon
1003
State Street SPDR Global Dow ETF
DGT
$607M
$326K 0.01%
2,018
-43
-2% -$6.68K
PTF icon
1004
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$324K 0.01%
4,337
-3,784
-47% -$264K
BUFZ icon
1005
FT Vest Laddered Moderate Buffer ETF
BUFZ
$998M
$324K 0.01%
12,503
-4,397
-26% -$112K
SLYV icon
1006
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$323K 0.01%
3,647
+18
+0.5% +$1.53K
SYM icon
1007
Symbotic
SYM
$5.11B
$321K 0.01%
5,953
-89
-1% -$4.5K
INCO icon
1008
Columbia India Consumer ETF
INCO
$226M
$320K 0.01%
4,952
+647
+15% +$42K
SUSB icon
1009
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$320K 0.01%
12,633
+863
+7% +$21.7K
HBAN icon
1010
Huntington Bancshares
HBAN
$35.1B
$319K 0.01%
18,490
-7,819
-30% -$134K
HIMU
1011
iShares High Yield Muni Active ETF
HIMU
$2.37B
$319K 0.01%
6,488
-192
-3% -$9.21K
HPE icon
1012
Hewlett Packard
HPE
$63.2B
$319K 0.01%
12,991
+578
+5% +$12.8K
STZ icon
1013
Constellation Brands
STZ
$22.2B
$318K 0.01%
2,363
+704
+42% +$112K
CRK icon
1014
Comstock Resources
CRK
$3.97B
$318K 0.01%
+16,013
New +$296K
AR icon
1015
Antero Resources
AR
$10.9B
$315K 0.01%
9,399
+1,700
+22% +$56.7K
ARM icon
1016
Arm
ARM
$278B
$315K 0.01%
2,226
-147
-6% -$21.4K
GIB icon
1017
CGI
GIB
$13.9B
$315K 0.01%
3,533
+2
+0.1% +$194
BBRE icon
1018
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.3B
$315K 0.01%
3,296
+246
+8% +$23K
ISTB icon
1019
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$314K 0.01%
+6,425
New +$313K
HSY icon
1020
Hershey
HSY
$35.4B
$313K 0.01%
1,674
-111
-6% -$20.2K
NVO
1021
Novo Nordisk
NVO
$216B
$312K 0.01%
5,630
-4,423
-44% -$259K
SIVR icon
1022
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$311K 0.01%
7,001
+1,081
+18% +$40.7K
BSCQ icon
1023
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$311K 0.01%
15,901
-1,165
-7% -$22.8K
CRMD icon
1024
CorMedix
CRMD
$617M
$310K 0.01%
26,631
-737
-3% -$8.91K
PGX icon
1025
Invesco Preferred ETF
PGX
$3.84B
$309K 0.01%
26,628
-4,121
-13% -$47.2K
39 40
41
42 43

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.