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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
(-7.5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-12.63%
Top 10 Holdings %
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$23.6M |
| 2 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.13M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.56M |
| 4 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.92M |
| 5 |
First Trust Long Duration Opportunities ETF
LGOV
|
+$3.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$13M |
| 2 |
Apple
AAPL
|
+$12M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$11.8M |
| 4 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$11.5M |
| 5 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Consumer Discretionary | 4.93% |
| 3 | Healthcare | 4.39% |
| 4 | Financials | 4.02% |
| 5 | Industrials | 3.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
| $255K | 0.01% |
+9,117
| New | +$231K |
|
|
TRTN
1002
DELISTED
Triton International Limited
TRTN
| $254K | 0.01% |
3,050
-1,031
| -25% | -$83.5K |
|
1003
Public Storage
PSA
$60.2B
| $252K | 0.01% |
864
-311
| -26% | -$90.6K |
|
1004
MSCI
MSCI
$40B
| $251K | 0.01% |
534
-627
| -54% | -$306K |
|
1005
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
| $250K | 0.01% |
9,479
-1,200
| -11% | -$30.9K |
|
1006
Stock Yards Bancorp
SYBT
$2.41B
| $250K | 0.01% |
5,505
+92
| +2% | +$4.31K |
|
1007
Ovintiv
OVV
$17.5B
| $249K | 0.01% |
6,540
-252
| -4% | -$9.11K |
|
1008
Riot Platforms
RIOT
$8.52B
| $249K | 0.01% |
21,061
-505
| -2% | -$5.65K |
|
1009
United Airlines
UAL
$38.4B
| $248K | 0.01% |
4,519
-977
| -18% | -$46.1K |
|
|
AMJ
1010
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $246K | 0.01% |
10,746
| – | – |
|
1011
Edison International
EIX
$30.7B
| $245K | 0.01% |
3,532
-219
| -6% | -$15.4K |
|
|
SCHV
1012
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $245K | 0.01% |
10,965
-48,045
| -81% | -$1.05M |
|
1013
Aramark
ARMK
$15B
| $245K | 0.01% |
7,872
-53
| -0.7% | -$1.44K |
|
1014
Viatris
VTRS
$20.1B
| $245K | 0.01% |
24,513
-3,560
| -13% | -$34K |
|
1015
Fidelity Corporate Bond ETF
FCOR
$352M
| $245K | 0.01% |
+5,348
| New | +$245K |
|
1016
Pan American Silver
PAAS
$18.6B
| $243K | 0.01% |
16,650
-45,942
| -73% | -$759K |
|
1017
Icon
ICLR
$12.8B
| $243K | 0.01% |
969
| – | – |
|
1018
ASML
ASML
$675B
| $242K | 0.01% |
333
-27
| -8% | -$18.4K |
|
1019
Nuveen Multi-Asset Income Fund
NMAI
$460M
| $242K | 0.01% |
20,752
+1,177
| +6% | +$13.6K |
|
1020
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
| $242K | 0.01% |
8,899
+1
| +0% | +$26 |
|
1021
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
| $241K | 0.01% |
4,452
-1,612
| -27% | -$82.9K |
|
1022
Okta
OKTA
$24.1B
| $240K | 0.01% |
+3,467
| New | +$263K |
|
|
MAG
1023
DELISTED
MAG Silver
MAG
| $240K | 0.01% |
+21,581
| New | +$269K |
|
1024
MetLife
MET
$61B
| $239K | 0.01% |
4,225
-14,547
| -77% | -$807K |
|
1025
AB InBev
BUD
$158B
| $237K | 0.01% |
4,185
-2,559
| -38% | -$155K |
|
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Sigma Planning Corp's Q2 2023 Portfolio in Review
As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.
- Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
- Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
- Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
- Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
- Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
- Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.
Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.