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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHG
1001
DELISTED
Janus Henderson
JHG
$275K 0.01%
11,675
+83
+0.7% +$1.95K
IQDF icon
1002
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$274K 0.01%
+13,278
New +$261K
NGG icon
1003
National Grid
NGG
$82.7B
$273K 0.01%
4,810
-168
-3% -$8.98K
CPRT icon
1004
Copart
CPRT
$25.9B
$273K 0.01%
8,964
-208
-2% -$6.23K
FYLD icon
1005
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$273K 0.01%
11,240
-605
-5% -$13.8K
IVZ icon
1006
Invesco
IVZ
$13.3B
$272K 0.01%
15,136
-105
-0.7% -$1.8K
FBCV icon
1007
Fidelity Blue Chip Value ETF
FBCV
$172M
$272K 0.01%
+9,661
New +$268K
PSL icon
1008
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$272K 0.01%
3,290
– –
CC icon
1009
Chemours
CC
$2.59B
$271K 0.01%
8,835
-382
-4% -$11.5K
WYNN icon
1010
Wynn Resorts
WYNN
$10.1B
$270K 0.01%
+3,277
New +$240K
EEMS icon
1011
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$269K 0.01%
5,579
-3,321
-37% -$158K
TIPX icon
1012
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$269K 0.01%
14,584
-45,119
-76% -$833K
XHB icon
1013
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$269K 0.01%
4,458
-2,162
-33% -$128K
RBLX icon
1014
Roblox
RBLX
$34B
$267K 0.01%
9,388
-451
-5% -$15.8K
FSLR icon
1015
First Solar
FSLR
$21.8B
$266K 0.01%
+1,777
New +$263K
FCPI icon
1016
Fidelity Stocks for Inflation ETF
FCPI
$277M
$266K 0.01%
8,592
+172
+2% +$5.37K
BHVN icon
1017
Biohaven
BHVN
$2.16B
$266K 0.01%
+19,148
New +$270K
WBS icon
1018
Webster Financial
WBS
$12.3B
$264K 0.01%
5,579
– –
MIDD icon
1019
Middleby
MIDD
$6.05B
$263K 0.01%
1,965
-4
-0.2% -$544
IEZ icon
1020
iShares US Oil Equipment & Services ETF
IEZ
$367M
$263K 0.01%
12,402
+1,094
+10% +$21.6K
BIIB icon
1021
Biogen
BIIB
$29.9B
$263K 0.01%
948
-735
-44% -$208K
PBR icon
1022
Petrobras
PBR
$121B
$262K 0.01%
24,598
-20,393
-45% -$246K
XVV icon
1023
iShares ESG Screened S&P 500 ETF
XVV
$638M
$261K 0.01%
9,195
+923
+11% +$26.4K
JRO
1024
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$261K 0.01%
33,466
+10,220
+44% +$82.4K
BJUN icon
1025
Innovator US Equity Buffer ETF June
BJUN
$311M
$260K 0.01%
8,514
-160
-2% -$4.88K
39 40
41
42 43

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.