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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
976
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$333K 0.01%
3,657
+10
+0.3% +$899
ISTB icon
977
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$331K 0.01%
6,786
+361
+6% +$17.6K
BBRE icon
978
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
$330K 0.01%
3,562
+266
+8% +$25K
SJM icon
979
J.M. Smucker
SJM
$12.8B
$329K 0.01%
3,366
+329
+11% +$34K
GUNR icon
980
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.97B
$329K 0.01%
7,165
+836
+13% +$37.1K
PNC icon
981
PNC Financial Services
PNC
$101B
$329K 0.01%
1,574
-144
-8% -$27.8K
HSY icon
982
Hershey
HSY
$36.6B
$328K 0.01%
1,806
+132
+8% +$24.1K
SBLK icon
983
Star Bulk Carriers
SBLK
$3.22B
$328K 0.01%
17,054
-5,936
-26% -$111K
SCCO icon
984
Southern Copper
SCCO
$166B
$327K 0.01%
2,324
+252
+12% +$33.4K
SFL icon
985
SFL Corp
SFL
$1.61B
$327K 0.01%
41,699
-69,042
-62% -$530K
FITB
986
Fifth Third Bancorp
FITB
$51.8B
$326K 0.01%
6,960
-1,239
-15% -$54.5K
PBR icon
987
Petrobras
PBR
$116B
$325K 0.01%
27,179
-944
-3% -$11.5K
STZ icon
988
Constellation Brands
STZ
$23.2B
$325K 0.01%
2,458
+95
+4% +$13K
AOD
989
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$324K 0.01%
33,234
+3,414
+11% +$32.8K
CIEN icon
990
Ciena
CIEN
$58.4B
$324K 0.01%
1,385
-39
-3% -$7.57K
GSLC icon
991
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$324K 0.01%
2,444
-214
-8% -$28.1K
AIPO
992
Defiance AI & Power Infrastructure ETF
AIPO
$954M
$323K 0.01%
+14,580
New +$342K
SUSB icon
993
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$322K 0.01%
12,765
+132
+1% +$3.33K
BIP icon
994
Brookfield Infrastructure Partners
BIP
$18B
$321K 0.01%
9,250
+58
+0.6% +$2.02K
XSVM icon
995
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$668M
$321K 0.01%
5,618
-169
-3% -$9.52K
PSL icon
996
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.4M
$320K 0.01%
3,190
-13
-0.4% -$1.35K
JSMD icon
997
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
$319K 0.01%
+3,913
New +$324K
MTZ icon
998
MasTec
MTZ
$21.9B
$319K 0.01%
+1,467
New +$308K
DY icon
999
Dycom Industries
DY
$12.3B
$319K 0.01%
+943
New +$297K
PNOV icon
1000
Innovator US Equity Power Buffer ETF November
PNOV
$895M
$318K 0.01%
7,620
+740
+11% +$30.6K
38 39
40
41 42

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.