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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
976
Iron Mountain
IRM
$38.2B
$348K 0.01%
3,412
-417
-11% -$40.2K
GBF icon
977
iShares Government/Credit Bond ETF
GBF
$133M
$347K 0.01%
3,294
+994
+43% +$104K
VLUE icon
978
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$347K 0.01%
2,774
-366
-12% -$43.1K
RIOT icon
979
Riot Platforms
RIOT
$8.52B
$346K 0.01%
18,198
-3,003
-14% -$41.6K
GSLC icon
980
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$346K 0.01%
2,658
+717
+37% +$90.2K
ESGG icon
981
FlexShares STOXX Global ESG Select Index Fund
ESGG
$110M
$346K 0.01%
1,753
+304
+21% +$58.3K
LNT icon
982
Alliant Energy
LNT
$19.4B
$346K 0.01%
5,132
+15
+0.3% +$968
ARKQ icon
983
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$346K 0.01%
3,097
-75
-2% -$7.41K
PNC icon
984
PNC Financial Services
PNC
$100B
$345K 0.01%
1,718
+22
+1% +$4.35K
JCAP
985
Jefferson Capital
JCAP
$1.22B
$345K 0.01%
+20,000
New +$355K
DKNG icon
986
DraftKings
DKNG
$11.4B
$343K 0.01%
9,170
-959
-9% -$42.5K
APA icon
987
APA Corp
APA
$12.8B
$340K 0.01%
13,992
-561
-4% -$11.8K
WULF icon
988
TeraWulf
WULF
$9.15B
$338K 0.01%
+29,567
New +$226K
VOOV icon
989
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$337K 0.01%
1,689
-514
-23% -$99.8K
LQDH icon
990
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$336K 0.01%
3,591
+257
+8% +$23.9K
VTWO icon
991
Vanguard Russell 2000 ETF
VTWO
$17.3B
$334K 0.01%
3,413
-90
-3% -$8.35K
APIE icon
992
ActivePassive International Equity ETF
APIE
$1.11B
$333K 0.01%
9,372
+1,056
+13% +$35.9K
VGIT icon
993
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$332K 0.01%
5,531
+758
+16% +$45.3K
TIPX icon
994
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$331K 0.01%
17,170
+5,673
+49% +$109K
CI icon
995
Cigna
CI
$76.6B
$330K 0.01%
1,145
-414
-27% -$122K
SJM icon
996
J.M. Smucker
SJM
$12.6B
$330K 0.01%
3,037
-823
-21% -$89.4K
VBK icon
997
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$329K 0.01%
1,107
-239
-18% -$69K
SILJ icon
998
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$328K 0.01%
14,226
-26,452
-65% -$462K
TRFK icon
999
Pacer Data and Digital Revolution ETF
TRFK
$945M
$328K 0.01%
+4,904
New +$306K
RDVI icon
1000
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$328K 0.01%
12,680
-20,824
-62% -$525K
38 39
40
41 42

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.