We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTMC icon
976
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$273K 0.01%
8,300
-3,018
-27% -$96.5K
FBCG icon
977
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$273K 0.01%
9,172
+1,120
+14% +$30.1K
JRO
978
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$272K 0.01%
34,931
+509
+1% +$3.96K
BSEP icon
979
Innovator US Equity Buffer ETF September
BSEP
$215M
$271K 0.01%
7,872
-4,521
-36% -$148K
IYM icon
980
iShares US Basic Materials ETF
IYM
$1.16B
$271K 0.01%
+2,037
New +$262K
ENPH icon
981
Enphase Energy
ENPH
$4.84B
$271K 0.01%
1,617
-645
-29% -$115K
IBMN
982
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$271K 0.01%
+10,282
New +$271K
FYLD icon
983
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$269K 0.01%
11,213
+141
+1% +$3.49K
LTC
984
LTC Properties
LTC
$2.16B
$269K 0.01%
8,143
+1,238
+18% +$41.3K
CDNS icon
985
Cadence Design Systems
CDNS
$90B
$269K 0.01%
1,145
-258
-18% -$56.1K
DFUS
986
Dimensional US Equity ETF
DFUS
$20.7B
$267K 0.01%
5,534
-111
-2% -$5.05K
SPH icon
987
Suburban Propane Partners
SPH
$1.23B
$266K 0.01%
17,993
-816
-4% -$12.3K
XMAR icon
988
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$265K 0.01%
+8,431
New +$259K
GBF icon
989
iShares Government/Credit Bond ETF
GBF
$133M
$264K 0.01%
2,539
+21
+0.8% +$2.2K
BNY
990
Bank of New York Mellon
BNY
$108B
$264K 0.01%
5,918
-12,997
-69% -$558K
NGG icon
991
National Grid
NGG
$82.7B
$263K 0.01%
4,146
-418
-9% -$27.4K
DOCN icon
992
DigitalOcean
DOCN
$14.4B
$262K 0.01%
6,539
-12,159
-65% -$448K
PBR.A icon
993
Petrobras Class A
PBR.A
$107B
$262K 0.01%
21,183
-700
-3% -$7.63K
PH icon
994
Parker-Hannifin
PH
$125B
$261K 0.01%
669
+27
+4% +$9.14K
CR icon
995
Crane Co
CR
$13.1B
$260K 0.01%
+2,914
New +$225K
WNC icon
996
Wabash National
WNC
$543M
$259K 0.01%
10,100
– –
EXPD icon
997
Expeditors International
EXPD
$22.9B
$259K 0.01%
2,137
-288
-12% -$32.8K
XJUN icon
998
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
$259K 0.01%
+7,729
New +$253K
RSPT icon
999
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$256K 0.01%
8,700
-8,990
-51% -$246K
DOX icon
1000
Amdocs
DOX
$5.53B
$255K 0.01%
2,581
– –
38 39
40
41 42

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.