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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
976
HF Sinclair
DINO
$15.9B
$292K 0.01%
5,636
+686
+14% +$39.5K
RING icon
977
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$292K 0.01%
+13,084
New +$269K
FDD icon
978
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$292K 0.01%
25,709
-3,846
-13% -$41.1K
SPH icon
979
Suburban Propane Partners
SPH
$1.23B
$291K 0.01%
19,163
-182
-0.9% -$2.91K
ESTE
980
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$290K 0.01%
20,398
-365
-2% -$5.42K
GGN
981
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$290K 0.01%
79,893
+1,577
+2% +$5.49K
OC icon
982
Owens Corning
OC
$11.5B
$290K 0.01%
3,398
+10
+0.3% +$877
VT icon
983
Vanguard Total World Stock ETF
VT
$76.3B
$289K 0.01%
3,355
-1,209
-26% -$103K
USHY icon
984
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$286K 0.01%
8,283
+954
+13% +$33K
ASH icon
985
Ashland
ASH
$3.04B
$286K 0.01%
2,659
-450
-14% -$47.4K
FIDU icon
986
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$285K 0.01%
5,628
+822
+17% +$40.8K
ISCB icon
987
iShares Morningstar Small-Cap ETF
ISCB
$281M
$284K 0.01%
6,225
-252
-4% -$11.6K
DVOL icon
988
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$283K 0.01%
10,764
-852
-7% -$22.1K
GSL icon
989
Global Ship Lease
GSL
$1.57B
$282K 0.01%
16,953
+4,419
+35% +$76K
PFC
990
DELISTED
Premier Financial Corp. Common Stock
PFC
$282K 0.01%
10,464
+874
+9% +$24.4K
ETR icon
991
Entergy
ETR
$54.1B
$282K 0.01%
+5,004
New +$274K
DFEV icon
992
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$281K 0.01%
+12,433
New +$273K
BG icon
993
Bunge Global
BG
$23.6B
$281K 0.01%
2,816
+196
+7% +$18.8K
FQAL icon
994
Fidelity Quality Factor ETF
FQAL
$1.41B
$281K 0.01%
6,323
+41
+0.7% +$1.83K
TDTT icon
995
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$278K 0.01%
11,832
-199
-2% -$4.7K
PD icon
996
PagerDuty
PD
$700M
$277K 0.01%
10,437
+585
+6% +$13.8K
XYL icon
997
Xylem
XYL
$28.5B
$277K 0.01%
2,500
-130
-5% -$13.6K
SLVM icon
998
Sylvamo
SLVM
$1.52B
$276K 0.01%
+5,685
New +$273K
RGR icon
999
Sturm, Ruger & Co
RGR
$610M
$276K 0.01%
5,450
+1
+0% +$54
BILS icon
1000
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$276K 0.01%
+2,776
New +$276K
38 39
40
41 42

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.