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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDLO icon
976
Fidelity Low Volatility Factor ETF
FDLO
$1.41B
$259K 0.01%
+6,074
New +$249K
GPN icon
977
Global Payments
GPN
$23B
$259K 0.01%
1,202
– –
IPAY icon
978
Amplify Mobile Payments ETF
IPAY
$168M
$259K 0.01%
+3,900
New +$231K
ALLY icon
979
Ally Financial
ALLY
$13.3B
$258K 0.01%
+7,243
New +$219K
FXI icon
980
iShares China Large-Cap ETF
FXI
$4.22B
$258K 0.01%
5,548
-147
-3% -$6.71K
PLD icon
981
Prologis
PLD
$137B
$258K 0.01%
2,587
+268
+12% +$27.1K
USHY icon
982
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$258K 0.01%
6,264
-70
-1% -$2.82K
ZYME icon
983
Zymeworks
ZYME
$1.69B
$256K 0.01%
5,416
+47
+0.9% +$2.18K
FMAT icon
984
Fidelity MSCI Materials Index ETF
FMAT
$587M
$255K 0.01%
6,354
+112
+2% +$4.2K
CI icon
985
Cigna
CI
$77B
$253K 0.01%
+1,215
New +$238K
HPQ icon
986
HP
HPQ
$24.3B
$253K 0.01%
+10,285
New +$216K
IEUR icon
987
iShares Core MSCI Europe ETF
IEUR
$8.8B
$253K 0.01%
4,933
-12
-0.2% -$576
QNST icon
988
QuinStreet
QNST
$893M
$253K 0.01%
11,780
+1,410
+14% +$25.7K
RDS.B
989
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$251K 0.01%
7,474
-4,537
-38% -$135K
ETJ
990
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$250K 0.01%
24,071
+661
+3% +$6.63K
JCI icon
991
Johnson Controls International
JCI
$87.5B
$250K 0.01%
5,356
+52
+1% +$2.31K
AAXJ icon
992
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$249K 0.01%
+2,783
New +$233K
QLTA icon
993
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
$248K 0.01%
4,234
+110
+3% +$6.39K
DLB icon
994
Dolby
DLB
$4.85B
$247K 0.01%
+2,539
New +$210K
CGC
995
CALL
Canopy Growth
CGC
$390M
$246K 0.01%
1,000
– –
PCY icon
996
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$246K 0.01%
8,540
-5,035
-37% -$141K
PHO icon
997
Invesco Water Resources ETF
PHO
$1.98B
$246K 0.01%
5,290
-522
-9% -$22.8K
IUSB icon
998
iShares Core Universal USD Bond ETF
IUSB
$43B
$244K 0.01%
4,478
-5,586
-56% -$303K
NVG icon
999
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$244K 0.01%
14,512
-603
-4% -$9.71K
VOD icon
1000
Vodafone
VOD
$36.4B
$244K 0.01%
+14,826
New +$232K
38 39
40
41 42

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.