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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
976
Occidental Petroleum
OXY
$57B
$173K 0.01%
17,291
-2,040
-11% -$28.8K
RLJ icon
977
RLJ Lodging Trust
RLJ
$1.87B
$172K 0.01%
19,834
+5
+0% +$45
YYY icon
978
Amplify CEF High Income ETF
YYY
$725M
$170K 0.01%
+11,593
New +$172K
EGO icon
979
Eldorado Gold
EGO
$8.31B
$169K 0.01%
+16,060
New +$180K
STWD icon
980
Starwood Property Trust
STWD
$6.12B
$169K 0.01%
+11,222
New +$171K
VMO icon
981
Invesco Municipal Opportunity Trust
VMO
$647M
$167K 0.01%
13,683
-1,757
-11% -$21.7K
QNST icon
982
QuinStreet
QNST
$870M
$164K 0.01%
+10,370
New +$135K
AVK
983
Advent Convertible and Income Fund
AVK
$544M
$163K 0.01%
12,085
-1,027
-8% -$13.9K
GNMK
984
DELISTED
GenMark Diagnostics, Inc
GNMK
$163K 0.01%
+11,457
New +$175K
RQI icon
985
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$160K 0.01%
14,368
-103
-0.7% -$1.14K
NTG
986
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$160K 0.01%
11,049
-13
-0.1% -$218
VWTR
987
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$157K 0.01%
17,500
+2,500
+17% +$21.6K
GEO icon
988
The GEO Group
GEO
$4.13B
$155K 0.01%
13,660
-2,577
-16% -$28.8K
BXMX
989
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$151K 0.01%
13,357
-747
-5% -$8.54K
MNDT
990
DELISTED
Mandiant, Inc. Common Stock
MNDT
$150K 0.01%
12,143
-1,186
-9% -$16.2K
ONCS
991
DELISTED
OncoSec Medical Incorporated
ONCS
$150K 0.01%
2,014
-182
-8% -$14.2K
AAL icon
992
American Airlines Group
AAL
$9.58B
$147K 0.01%
11,968
-4,038
-25% -$50.6K
KEY icon
993
KeyCorp
KEY
$24.3B
$145K 0.01%
12,189
-556
-4% -$6.78K
CGC
994
CALL
Canopy Growth
CGC
$375M
$143K 0.01%
1,000
– –
PLUG icon
995
Plug Power
PLUG
$2.92B
$143K 0.01%
+10,700
New +$118K
GLDD
996
DELISTED
Great Lakes Dredge & Dock
GLDD
$140K 0.01%
+14,723
New +$135K
INFY icon
997
Infosys
INFY
$45B
$140K 0.01%
10,133
-4,875
-32% -$60.9K
GBDC icon
998
Golub Capital BDC
GBDC
$3.33B
$135K 0.01%
10,204
-1,052
-9% -$13.1K
CORN icon
999
Teucrium Corn Fund
CORN
$183M
$133K 0.01%
+10,142
New +$125K
GGN
1000
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$133K 0.01%
39,131
+819
+2% +$2.93K
38 39
40
41 42

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.