We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$343B
$8.12M 0.23%
52,851
-4,750
-8% -$742K
CIBR icon
77
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$8.11M 0.23%
106,697
+6,699
+7% +$495K
VGT icon
78
Vanguard Information Technology ETF
VGT
$139B
$8.1M 0.23%
86,792
+19,384
+29% +$1.69M
VUG icon
79
Vanguard Growth ETF
VUG
$216B
$7.96M 0.23%
99,516
+12,720
+15% +$972K
XHLF icon
80
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$7.91M 0.22%
156,937
-3,496
-2% -$176K
NEE icon
81
NextEra Energy
NEE
$187B
$7.88M 0.22%
104,434
-360
-0.3% -$26.3K
VCSH icon
82
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$7.86M 0.22%
98,301
+4,663
+5% +$371K
VO icon
83
Vanguard Mid-Cap ETF
VO
$106B
$7.83M 0.22%
106,592
-1,544
-1% -$111K
TDIV icon
84
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$7.68M 0.22%
77,941
+7,564
+11% +$706K
FBND icon
85
Fidelity Total Bond ETF
FBND
$26.9B
$7.61M 0.22%
164,635
+7,180
+5% +$330K
AMD icon
86
Advanced Micro Devices
AMD
$851B
$7.54M 0.21%
46,631
+6,881
+17% +$1.11M
DTE icon
87
DTE Energy
DTE
$31.1B
$7.53M 0.21%
53,230
-1,165
-2% -$160K
VZ icon
88
Verizon
VZ
$194B
$7.47M 0.21%
170,060
-16,293
-9% -$705K
XLU icon
89
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$7.4M 0.21%
169,692
+10,398
+7% +$440K
FTEC icon
90
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$7.39M 0.21%
33,270
+3,106
+10% +$646K
PSFF icon
91
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$7.28M 0.21%
230,405
-6,742
-3% -$209K
SECT icon
92
Main Sector Rotation ETF
SECT
$2.75B
$7.26M 0.21%
115,181
+3,915
+4% +$235K
FCUS icon
93
Pinnacle Focused Opportunities ETF
FCUS
$82.7M
$7.24M 0.21%
227,869
-19,008
-8% -$530K
GS icon
94
Goldman Sachs
GS
$313B
$7.08M 0.2%
8,895
-80
-0.9% -$59.3K
IYW icon
95
iShares US Technology ETF
IYW
$23.7B
$7.07M 0.2%
36,075
-3,373
-9% -$617K
SPIB icon
96
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.04M 0.2%
207,652
+8,357
+4% +$281K
ITOT icon
97
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$6.99M 0.2%
48,023
+149
+0.3% +$20.9K
SMH icon
98
VanEck Semiconductor ETF
SMH
$67.6B
$6.99M 0.2%
21,410
+1,814
+9% +$537K
HDV
99
iShares Core High Dividend ETF
HDV
$14.4B
$6.98M 0.2%
284,895
+10,835
+4% +$262K
USHY icon
100
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$6.9M 0.2%
182,536
+17,481
+11% +$655K
2 3
4
5 6

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.