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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
76
First Trust Capital Strength ETF
FTCS
$7.88B
$7.97M 0.24%
87,771
-37,062
-30% -$3.25M
VEA icon
77
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.93M 0.24%
150,074
-1,341
-0.9% -$68.2K
XHLF icon
78
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$7.91M 0.24%
156,862
-5,988
-4% -$301K
VIG icon
79
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.66M 0.23%
38,691
+228
+0.6% +$43.4K
XLF icon
80
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$7.66M 0.23%
169,071
+1,198
+0.7% +$52.3K
FBND icon
81
Fidelity Total Bond ETF
FBND
$26.9B
$7.61M 0.23%
162,845
+22,667
+16% +$1.05M
IJT icon
82
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.55M 0.23%
54,139
+648
+1% +$87.4K
IBM icon
83
IBM
IBM
$202B
$7.55M 0.23%
34,131
-71
-0.2% -$13.9K
XLU icon
84
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$7.48M 0.23%
185,168
-1,690
-0.9% -$62.7K
AIRR icon
85
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$7.45M 0.23%
99,826
-1,963
-2% -$139K
CVX icon
86
Chevron
CVX
$388B
$7.41M 0.23%
50,295
-867
-2% -$129K
FHLC icon
87
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$7.38M 0.23%
101,311
+379
+0.4% +$27.1K
FTSM icon
88
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$7.28M 0.22%
121,572
-40,290
-25% -$2.41M
FV icon
89
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$7.23M 0.22%
124,010
+1,115
+0.9% +$62.7K
SGOV icon
90
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$7.13M 0.22%
70,746
+1,691
+2% +$170K
DTE icon
91
DTE Energy
DTE
$31.1B
$7.11M 0.22%
55,374
-96
-0.2% -$11.6K
IAU icon
92
iShares Gold Trust
IAU
$63B
$6.99M 0.21%
140,730
+11,852
+9% +$555K
HDV
93
iShares Core High Dividend ETF
HDV
$14.4B
$6.87M 0.21%
291,855
+32,840
+13% +$752K
CRM icon
94
Salesforce
CRM
$134B
$6.84M 0.21%
25,003
-989
-4% -$253K
MCD icon
95
McDonald's
MCD
$188B
$6.83M 0.21%
22,435
+1,299
+6% +$358K
IEMG icon
96
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$6.81M 0.21%
118,597
-3,982
-3% -$216K
TLT icon
97
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$6.76M 0.21%
68,915
-5,274
-7% -$509K
FPE icon
98
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$6.52M 0.2%
360,186
+34,789
+11% +$617K
XLE icon
99
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$6.41M 0.2%
145,938
-64,690
-31% -$2.89M
DUK icon
100
Duke Energy
DUK
$102B
$6.17M 0.19%
53,523
-1,964
-4% -$219K
2 3
4
5 6

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.