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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
76
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
| $3.39M | 0.27% |
89,920
+56,830
| +172% | +$2.03M |
|
77
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $3.34M | 0.26% |
66,479
-81,725
| -55% | -$4.1M |
|
78
Chevron
CVX
$388B
| $3.32M | 0.26% |
22,230
-25,041
| -53% | -$3.79M |
|
79
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $3.29M | 0.26% |
103,954
-45,600
| -30% | -$1.39M |
|
80
Boeing
BA
$165B
| $3.13M | 0.25% |
12,014
-16,770
| -58% | -$3.59M |
|
81
McDonald's
MCD
$188B
| $3.08M | 0.24% |
10,396
-11,821
| -53% | -$3.22M |
|
82
Salesforce
CRM
$134B
| $3.04M | 0.24% |
11,555
-17,612
| -60% | -$3.99M |
|
83
Vanguard Dividend Appreciation ETF
VIG
$111B
| $3M | 0.23% |
17,598
-16,097
| -48% | -$2.59M |
|
84
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $2.89M | 0.23% |
60,354
-88,854
| -60% | -$3.98M |
|
85
Lowe's Companies
LOW
$116B
| $2.87M | 0.22% |
12,875
-5,858
| -31% | -$1.19M |
|
86
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $2.83M | 0.22% |
75,287
-91,330
| -55% | -$3.16M |
|
87
Honeywell
HON
$77.1B
| $2.82M | 0.22% |
14,266
-14,794
| -51% | -$2.67M |
|
88
Coca-Cola
KO
$354B
| $2.8M | 0.22% |
47,509
-52,299
| -52% | -$2.97M |
|
89
Adobe
ADBE
$89.5B
| $2.79M | 0.22% |
4,677
-664
| -12% | -$383K |
|
90
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
| $2.73M | 0.21% |
54,456
-10,110
| -16% | -$508K |
|
91
CMS Energy
CMS
$23.1B
| $2.69M | 0.21% |
46,314
-2,717
| -6% | -$152K |
|
92
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $2.69M | 0.21% |
129,512
-160,732
| -55% | -$3.11M |
|
93
Vanguard Mid-Cap ETF
VO
$106B
| $2.66M | 0.21% |
45,776
-63,732
| -58% | -$3.41M |
|
94
Fidelity Total Bond ETF
FBND
$26.9B
| $2.62M | 0.21% |
56,971
-53,615
| -48% | -$2.37M |
|
95
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $2.59M | 0.2% |
20,662
-32,142
| -61% | -$3.61M |
|
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $2.57M | 0.2% |
35,653
-37,524
| -51% | -$2.6M |
|
97
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
| $2.54M | 0.2% |
43,907
-42,613
| -49% | -$2.2M |
|
98
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.53M | 0.2% |
32,643
-44,526
| -58% | -$3.37M |
|
99
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
| $2.49M | 0.2% |
52,146
-50,162
| -49% | -$2.21M |
|
100
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $2.49M | 0.19% |
57,540
-91,444
| -61% | -$3.76M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.