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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGDV icon
76
Capital Group Dividend Value ETF
CGDV
$36.6B
$6.46M 0.24%
244,141
+5,531
+2% +$151K
FENY icon
77
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$6.38M 0.24%
256,203
+23,130
+10% +$556K
IAU icon
78
iShares Gold Trust
IAU
$63B
$6.27M 0.24%
179,235
-5,727
-3% -$209K
TDIV icon
79
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$6.14M 0.23%
109,447
+20,509
+23% +$1.2M
PTLC icon
80
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$5.95M 0.22%
148,984
-8,561
-5% -$355K
CRM icon
81
Salesforce
CRM
$134B
$5.91M 0.22%
29,167
-3,560
-11% -$769K
DIS icon
82
Walt Disney
DIS
$165B
$5.87M 0.22%
72,413
-2,407
-3% -$206K
MCD icon
83
McDonald's
MCD
$188B
$5.85M 0.22%
22,217
-3,193
-13% -$911K
VCSH icon
84
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$5.8M 0.22%
77,169
-6,003
-7% -$453K
IJT icon
85
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$5.79M 0.22%
52,804
+195
+0.4% +$22.5K
HYLS icon
86
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$5.76M 0.22%
146,819
-24,474
-14% -$970K
PFE icon
87
Pfizer
PFE
$140B
$5.73M 0.21%
172,713
+7,558
+5% +$267K
RSP icon
88
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$5.7M 0.21%
40,260
+1,001
+3% +$150K
BIV icon
89
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.7M 0.21%
78,843
-6,177
-7% -$457K
VO icon
90
Vanguard Mid-Cap ETF
VO
$106B
$5.7M 0.21%
109,508
-3,604
-3% -$198K
IEMG icon
91
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$5.61M 0.21%
117,797
-434
-0.4% -$21.5K
KO icon
92
Coca-Cola
KO
$354B
$5.59M 0.21%
99,808
-1,302
-1% -$78.1K
ABT icon
93
Abbott
ABT
$180B
$5.57M 0.21%
57,537
+36,086
+168% +$3.79M
XLF icon
94
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$5.53M 0.21%
166,617
-13,715
-8% -$473K
BA icon
95
Boeing
BA
$165B
$5.52M 0.21%
28,784
-3,313
-10% -$725K
DTE icon
96
DTE Energy
DTE
$31.1B
$5.47M 0.21%
55,102
+3,877
+8% +$417K
FPE icon
97
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.42M 0.2%
339,187
+70,896
+26% +$1.14M
IWM icon
98
iShares Russell 2000 ETF
IWM
$80.9B
$5.38M 0.2%
30,440
+16,687
+121% +$3.13M
MO icon
99
Altria Group
MO
$122B
$5.35M 0.2%
127,261
-5,054
-4% -$223K
SCHG icon
100
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$5.28M 0.2%
290,244
+37,192
+15% +$700K
2 3
4
5 6

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.