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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $2.57M | 0.28% |
110,955
+4,428
| +4% | +$101K |
|
77
Home Depot
HD
$332B
| $2.54M | 0.28% |
18,962
-848
| -4% | -$109K |
|
78
McDonald's
MCD
$188B
| $2.53M | 0.28% |
20,811
-1,547
| -7% | -$181K |
|
79
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $2.51M | 0.27% |
48,554
+764
| +2% | +$39.6K |
|
80
iShares Agency Bond ETF
AGZ
$553M
| $2.47M | 0.27% |
21,903
-8,904
| -29% | -$1.01M |
|
81
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $2.46M | 0.27% |
54,004
-32,184
| -37% | -$1.42M |
|
82
Clorox
CLX
$11.6B
| $2.43M | 0.27% |
20,211
+1,780
| +10% | +$210K |
|
83
Honeywell
HON
$77B
| $2.41M | 0.26% |
23,037
+223
| +1% | +$22.7K |
|
84
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $2.4M | 0.26% |
103,318
+56,183
| +119% | +$1.21M |
|
85
Southern Company
SO
$110B
| $2.38M | 0.26% |
48,492
+9,271
| +24% | +$455K |
|
86
Coca-Cola
KO
$354B
| $2.38M | 0.26% |
57,415
-1,455
| -2% | -$60.6K |
|
87
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.37M | 0.26% |
59,860
+1,800
| +3% | +$72K |
|
88
Targa Resources
TRGP
$60.4B
| $2.35M | 0.26% |
41,874
+25,401
| +154% | +$1.28M |
|
89
Intel
INTC
$464B
| $2.33M | 0.26% |
64,337
-1,959
| -3% | -$70.1K |
|
90
Global Net Lease
GNL
$1.87B
| $2.3M | 0.25% |
97,925
-14,615
| -13% | -$334K |
|
91
Kimberly-Clark
KMB
$36.4B
| $2.29M | 0.25% |
20,091
+2,765
| +16% | +$321K |
|
92
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $2.27M | 0.25% |
43,242
+3,820
| +10% | +$200K |
|
93
SPDR Gold Trust
GLD
$131B
| $2.23M | 0.24% |
20,346
-3,975
| -16% | -$461K |
|
94
IBM
IBM
$202B
| $2.21M | 0.24% |
13,926
+4,321
| +45% | +$658K |
|
|
95
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $2.19M | 0.24% |
30,194
-23,134
| -43% | -$1.6M |
|
96
Lockheed Martin
LMT
$134B
| $2.19M | 0.24% |
8,752
+2,487
| +40% | +$622K |
|
97
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $2.16M | 0.24% |
77,683
-6,796
| -8% | -$184K |
|
98
General Mills
GIS
$19.2B
| $2.15M | 0.24% |
34,825
+4,324
| +14% | +$268K |
|
99
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.15M | 0.24% |
25,238
-1,827
| -7% | -$154K |
|
|
100
Alphabet (Google) Class C
GOOG
$3.9T
| $2.14M | 0.23% |
55,460
+4,400
| +9% | +$171K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.