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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$48.1M
Cap. Flow %
-7.62%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.84%
2 Healthcare 6.33%
3 Technology 5.7%
4 Consumer Staples 5.29%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
76
Clorox
CLX
$11.3B
$1.84M 0.29%
15,907
-331
-2% -$37.2K
PM icon
77
Philip Morris
PM
$284B
$1.77M 0.28%
22,309
+766
+4% +$63K
BAC icon
78
Bank of America
BAC
$438B
$1.76M 0.28%
112,899
+21,152
+23% +$356K
KMB icon
79
Kimberly-Clark
KMB
$34.9B
$1.76M 0.28%
16,128
-2,186
-12% -$241K
GILD icon
80
Gilead Sciences
GILD
$187B
$1.76M 0.28%
17,888
-10,490
-37% -$1.17M
CIM
81
Chimera Investment
CIM
$974M
$1.75M 0.28%
43,641
-1,172
-3% -$49.4K
MTUM icon
82
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
$1.72M 0.27%
25,227
+10,768
+74% +$771K
RSP icon
83
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$1.7M 0.27%
23,159
-28,459
-55% -$2.22M
SLYV icon
84
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$1.7M 0.27%
35,900
+1,356
+4% +$68.1K
BND icon
85
Vanguard Total Bond Market
BND
$163B
$1.69M 0.27%
20,623
-15,284
-43% -$1.25M
IBB icon
86
iShares Biotechnology ETF
IBB
$10.7B
$1.69M 0.27%
16,716
+2,052
+14% +$246K
RGLD icon
87
Royal Gold
RGLD
$22.2B
$1.69M 0.27%
35,940
-487
-1% -$25.1K
XLP icon
88
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$1.67M 0.26%
35,379
+4,255
+14% +$207K
FSTA icon
89
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$1.65M 0.26%
58,099
-9,209
-14% -$270K
JBLU icon
90
JetBlue
JBLU
$1.75B
$1.63M 0.26%
63,100
+48,177
+323% +$1.14M
VWO icon
91
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$1.62M 0.26%
49,032
+10,032
+26% +$364K
AAL icon
92
American Airlines Group
AAL
$8.69B
$1.62M 0.26%
41,719
+5,055
+14% +$208K
SCHG icon
93
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$1.61M 0.26%
257,984
+84,008
+48% +$559K
SPYV icon
94
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$1.6M 0.25%
+70,784
New +$1.71M
IVE icon
95
iShares S&P 500 Value ETF
IVE
$50.1B
$1.55M 0.25%
18,452
+1,194
+7% +$107K
SYY icon
96
Sysco
SYY
$38.4B
$1.51M 0.24%
38,732
-1,098
-3% -$41.9K
D icon
97
Dominion Energy
D
$57.9B
$1.51M 0.24%
21,403
-910
-4% -$63.9K
IWB icon
98
iShares Russell 1000 ETF
IWB
$49.4B
$1.5M 0.24%
14,049
+9,147
+187% +$1.04M
O icon
99
Realty Income
O
$58B
$1.48M 0.24%
32,294
+206
+0.6% +$9.3K
GIS icon
100
General Mills
GIS
$20.5B
$1.48M 0.23%
26,383
+419
+2% +$24K
2 3
4
5 6

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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $48.1M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.