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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWX icon
951
iShares Russell Top 200 Value ETF
IWX
$4.03B
$348K 0.01%
3,790
+1,216
+47% +$109K
TM icon
952
Toyota
TM
$225B
$348K 0.01%
1,626
+278
+21% +$56.4K
SRE icon
953
Sempra
SRE
$54.8B
$347K 0.01%
3,928
-28
-0.7% -$2.55K
VBK icon
954
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$347K 0.01%
1,147
+40
+4% +$12.1K
FMUN
955
Fidelity Systematic Municipal Bond Index ETF
FMUN
$179M
$346K 0.01%
+6,654
New +$334K
HCA icon
956
HCA Healthcare
HCA
$89.5B
$345K 0.01%
738
+119
+19% +$55.3K
INCO icon
957
Columbia India Consumer ETF
INCO
$239M
$344K 0.01%
5,308
+356
+7% +$23.1K
Q
958
Qnity Electronics Inc
Q
$28.9B
$344K 0.01%
+4,210
New +$358K
GBF icon
959
iShares Government/Credit Bond ETF
GBF
$128M
$343K 0.01%
3,272
-22
-0.7% -$2.32K
EMB icon
960
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$342K 0.01%
3,553
-132
-4% -$12.7K
HYS icon
961
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$341K 0.01%
3,599
-40
-1% -$3.8K
SYM icon
962
Symbotic
SYM
$5.22B
$339K 0.01%
5,703
-250
-4% -$16.5K
VGIT icon
963
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$339K 0.01%
5,658
+127
+2% +$7.64K
VOOV icon
964
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$337K 0.01%
1,646
-43
-3% -$8.71K
CCJ icon
965
Cameco
CCJ
$42.4B
$337K 0.01%
3,684
+64
+2% +$5.76K
IVOO icon
966
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$337K 0.01%
+3,014
New +$334K
PYPL icon
967
PayPal
PYPL
$50.5B
$336K 0.01%
5,787
-630
-10% -$40.9K
WSM icon
968
Williams-Sonoma
WSM
$29.6B
$336K 0.01%
1,883
-104
-5% -$19.5K
DGT icon
969
State Street SPDR Global Dow ETF
DGT
$628M
$336K 0.01%
2,014
-4
-0.2% -$660
XYLD icon
970
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$334K 0.01%
8,226
+518
+7% +$20.7K
SCHA icon
971
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$334K 0.01%
11,736
+1,410
+14% +$39.8K
DMRA
972
Damora Therapeutics, Inc. Ordinary Shares
DMRA
$1.84B
$334K 0.01%
+14,500
New +$252K
NVO
973
Novo Nordisk
NVO
$209B
$333K 0.01%
6,557
+927
+16% +$47.4K
XPH icon
974
State Street SPDR S&P Pharmaceuticals ETF
XPH
$515M
$333K 0.01%
5,945
+108
+2% +$5.6K
FMHI icon
975
First Trust Municipal High Income ETF
FMHI
$1.01B
$333K 0.01%
6,942
-3,291
-32% -$158K
37 38
39
40 41

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.