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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIVI icon
951
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.64B
$368K 0.01%
9,859
+3,916
+66% +$143K
SPLB icon
952
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$368K 0.01%
+15,899
New +$360K
PECO icon
953
Phillips Edison & Co
PECO
$5.48B
$367K 0.01%
10,696
+106
+1% +$3.67K
BFEB icon
954
Innovator US Equity Buffer ETF February
BFEB
$252M
$367K 0.01%
7,765
+19
+0.2% +$872
ELF icon
955
e.l.f. Beauty
ELF
$4.56B
$365K 0.01%
2,758
+934
+51% +$115K
FITB
956
Fifth Third Bancorp
FITB
$52B
$365K 0.01%
8,199
-298
-4% -$13K
OBIL icon
957
US Treasury 12 Month Bill ETF
OBIL
$301M
$365K 0.01%
7,261
+125
+2% +$6.27K
PKB icon
958
Invesco Building & Construction ETF
PKB
$438M
$362K 0.01%
3,791
+1,145
+43% +$102K
HSCZ icon
959
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$227M
$360K 0.01%
+9,563
New +$350K
PBR icon
960
Petrobras
PBR
$121B
$359K 0.01%
28,123
-5,330
-16% -$67K
AZO icon
961
AutoZone
AZO
$48.3B
$356K 0.01%
83
+9
+12% +$36.1K
SRE icon
962
Sempra
SRE
$60.8B
$356K 0.01%
3,956
-1,843
-32% -$149K
AES icon
963
AES
AES
$10.6B
$354K 0.01%
+26,911
New +$350K
LQDT icon
964
Liquidity Services
LQDT
$1.17B
$354K 0.01%
+12,900
New +$332K
AZN icon
965
AstraZeneca
AZN
$263B
$353K 0.01%
2,302
+2
+0.1% +$303
PSL icon
966
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$352K 0.01%
3,203
– –
RGTI icon
967
Rigetti Computing
RGTI
$4.7B
$352K 0.01%
11,800
-2,043
-15% -$35.8K
ODD icon
968
ODDITY Tech
ODD
$708M
$351K 0.01%
5,640
+708
+14% +$46K
EMB icon
969
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$351K 0.01%
3,685
+17
+0.5% +$1.59K
SCHV
970
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$351K 0.01%
12,045
+3,366
+39% +$95.6K
FLMI icon
971
Franklin Dynamic Municipal Bond ETF
FLMI
$2.27B
$350K 0.01%
14,119
-2,498
-15% -$60.6K
NET icon
972
Cloudflare
NET
$93B
$349K 0.01%
1,626
-174
-10% -$35.5K
AVUS icon
973
Avantis US Equity ETF
AVUS
$13.8B
$349K 0.01%
3,209
+14
+0.4% +$1.47K
SNA icon
974
Snap-on
SNA
$20.9B
$348K 0.01%
1,005
-238
-19% -$77.9K
HYS icon
975
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$348K 0.01%
3,639
+32
+0.9% +$3.04K
37 38
39
40 41

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.