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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLQD icon
951
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$277K 0.01%
5,763
-28,718
-83% -$1.38M
UTF icon
952
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$276K 0.01%
14,118
-3,735
-21% -$82.3K
SNV
953
DELISTED
Synovus
SNV
$276K 0.01%
9,920
– –
IMCB icon
954
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$275K 0.01%
4,598
-574
-11% -$36.2K
BIP icon
955
Brookfield Infrastructure Partners
BIP
$18.8B
$274K 0.01%
9,333
-1,350
-13% -$44.7K
BJAN icon
956
Innovator US Equity Buffer ETF January
BJAN
$393M
$274K 0.01%
7,449
-1,014
-12% -$38.4K
LTC
957
LTC Properties
LTC
$2.16B
$272K 0.01%
8,470
+327
+4% +$10.8K
OMFL icon
958
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$272K 0.01%
5,932
-6,635
-53% -$322K
XVV icon
959
iShares ESG Screened S&P 500 ETF
XVV
$638M
$271K 0.01%
8,365
-443
-5% -$15K
XMLV icon
960
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$271K 0.01%
5,505
-1,010
-16% -$52.1K
QTUM icon
961
Defiance Quantum ETF
QTUM
$5.25B
$270K 0.01%
5,629
+1,635
+41% +$82K
TTE icon
962
TotalEnergies
TTE
$193B
$269K 0.01%
4,097
+124
+3% +$7.67K
QTEC icon
963
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$269K 0.01%
+1,853
New +$275K
IBMN
964
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$269K 0.01%
10,319
+37
+0.4% +$972
BFEB icon
965
Innovator US Equity Buffer ETF February
BFEB
$252M
$269K 0.01%
8,075
-36,355
-82% -$1.25M
IP icon
966
International Paper
IP
$22.3B
$269K 0.01%
7,576
-1,909
-20% -$64.9K
PAYC icon
967
Paycom
PAYC
$6.78B
$269K 0.01%
1,036
+70
+7% +$21.3K
BG icon
968
Bunge Global
BG
$23.6B
$268K 0.01%
2,478
-628
-20% -$68.8K
XMAR icon
969
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$267K 0.01%
8,431
– –
CASS icon
970
Cass Information Systems
CASS
$698M
$267K 0.01%
7,159
-2,327
-25% -$89.1K
FFLG icon
971
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$266K 0.01%
16,237
+3,505
+28% +$59.7K
EXPD icon
972
Expeditors International
EXPD
$22.9B
$263K 0.01%
2,297
+160
+7% +$19K
HII icon
973
Huntington Ingalls Industries
HII
$11.3B
$263K 0.01%
1,285
-82
-6% -$18.1K
SCHV
974
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$263K 0.01%
12,222
+1,257
+11% +$28.2K
BMAR icon
975
Innovator US Equity Buffer ETF March
BMAR
$248M
$262K 0.01%
7,221
-619
-8% -$23K
37 38
39
40 41

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.