We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
926
Broadridge
BR
$17.2B
$333K 0.01%
2,480
-628
-20% -$89.2K
PAYC icon
927
Paycom
PAYC
$6.78B
$333K 0.01%
1,072
– –
BFH icon
928
Bread Financial
BFH
$4.21B
$331K 0.01%
8,787
+722
+9% +$26.1K
HII icon
929
Huntington Ingalls Industries
HII
$11.3B
$330K 0.01%
1,432
+484
+51% +$114K
SPLK
930
DELISTED
Splunk Inc
SPLK
$329K 0.01%
3,824
– –
BIP icon
931
Brookfield Infrastructure Partners
BIP
$18.8B
$328K 0.01%
10,594
-223
-2% -$7.79K
VIS icon
932
Vanguard Industrials ETF
VIS
$8.23B
$328K 0.01%
1,797
-94
-5% -$16.8K
GLBE icon
933
Global E Online
GLBE
$6.08B
$327K 0.01%
15,844
-2,308
-13% -$52.4K
ZIM icon
934
ZIM Integrated Shipping Services
ZIM
$3B
$325K 0.01%
+18,920
New +$421K
NVO
935
Novo Nordisk
NVO
$216B
$324K 0.01%
4,792
-584
-11% -$34.2K
COR icon
936
Cencora
COR
$60.3B
$324K 0.01%
1,954
-141
-7% -$22.3K
AGNC icon
937
AGNC Investment
AGNC
$12.3B
$322K 0.01%
31,105
+8,503
+38% +$77.7K
SLY
938
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$320K 0.01%
3,896
-98
-2% -$8.17K
Z icon
939
Zillow
Z
$7.04B
$318K 0.01%
+9,859
New +$327K
PWB icon
940
Invesco Large Cap Growth ETF
PWB
$2.29B
$317K 0.01%
5,309
+258
+5% +$15.7K
IBHD
941
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$317K 0.01%
+13,954
New +$316K
SKT icon
942
Tanger
SKT
$4.82B
$316K 0.01%
17,641
-813
-4% -$14.6K
ISCV icon
943
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$316K 0.01%
6,060
-229
-4% -$12.1K
CHTR icon
944
Charter Communications
CHTR
$14.7B
$314K 0.01%
924
-167
-15% -$58.7K
BNDC icon
945
FlexShares Core Select Bond Fund
BNDC
$167M
$314K 0.01%
14,295
-450
-3% -$9.85K
BSCQ icon
946
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$314K 0.01%
+16,567
New +$312K
ROUS icon
947
Hartford Multifactor US Equity ETF
ROUS
$684M
$313K 0.01%
8,009
+1,905
+31% +$73.7K
BDEC icon
948
Innovator US Equity Buffer ETF December
BDEC
$216M
$313K 0.01%
+9,793
New +$310K
SPHB icon
949
Invesco S&P 500 High Beta ETF
SPHB
$964M
$312K 0.01%
5,001
-1,797
-26% -$113K
STX icon
950
Seagate
STX
$193B
$311K 0.01%
5,920
-484
-8% -$25.7K
36 37
38
39 40

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.