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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
926
Virtus Convertible & Income Fund II
NCZ
$292M
$83K ﹤0.01%
+3,400
New +$83.2K
LYG icon
927
Lloyds Banking Group
LYG
$87.4B
$75K ﹤0.01%
24,702
+8,010
+48% +$25.7K
AT
928
DELISTED
Atlantic Power Corporation
AT
$74K ﹤0.01%
33,727
+1,602
+5% +$3.48K
TULP
929
Bloomia Holdings
TULP
$18.2M
$70K ﹤0.01%
5,757
– –
SJT
930
San Juan Basin Royalty Trust
SJT
$117M
$69K ﹤0.01%
13,911
-1,000
-7% -$5.73K
MDXG icon
931
MiMedx Group
MDXG
$626M
$66K ﹤0.01%
10,623
-150
-1% -$678
AWP
932
abrdn Global Premier Properties Fund
AWP
$377M
$65K ﹤0.01%
3,581
-65
-2% -$1.23K
ADAM
933
Adamas Trust
ADAM
$777M
$64K ﹤0.01%
2,628
+32
+1% +$800
RAD
934
DELISTED
Rite Aid Corporation
RAD
$63K ﹤0.01%
2,474
-150
-6% -$4.62K
SABA
935
Saba Capital Income & Opportunities Fund II
SABA
$220M
$62K ﹤0.01%
+5,034
New +$61.8K
SAN icon
936
Banco Santander
SAN
$194B
$59K ﹤0.01%
12,287
-153
-1% -$770
XXII
937
22nd Century Group
XXII
$1.47M
– –
0
– –
TGA
938
DELISTED
Transglobe Energy Corp
TGA
$57K ﹤0.01%
17,000
-8,000
-32% -$26.8K
VVR icon
939
Invesco Senior Income Trust
VVR
$456M
$54K ﹤0.01%
12,574
+770
+7% +$3.32K
ZOM
940
DELISTED
Zomedica Corp.
ZOM
$50K ﹤0.01%
26,642
-858
-3% -$1.83K
SAND
941
DELISTED
Sandstorm Gold
SAND
$49K ﹤0.01%
13,023
– –
DHY
942
Credit Suisse High Yield Credit Fund
DHY
$238M
$46K ﹤0.01%
17,528
+2
+0% +$5
HL icon
943
Hecla Mining
HL
$10.2B
$46K ﹤0.01%
16,317
-23,961
-59% -$73.2K
FAX
944
abrdn Asia-Pacific Income Fund
FAX
$590M
$42K ﹤0.01%
1,678
– –
SSKN
945
DELISTED
Strata Skin Sciences
SSKN
$38K ﹤0.01%
+1,080
New +$26.6K
RADA
946
DELISTED
Rada Electronic Industries Ltd
RADA
$37K ﹤0.01%
12,596
-1,735
-12% -$4.99K
LIQT icon
947
LiqTech
LIQT
$21.5M
$25K ﹤0.01%
+469
New +$17K
AGNC icon
948
AGNC Investment
AGNC
$12.3B
– –
-10,921
Closed -$203K
AXGN icon
949
Axogen
AXGN
$2.1B
– –
-9,465
Closed -$476K
AZTA icon
950
Azenta
AZTA
$1.26B
– –
-11,154
Closed -$364K
36 37
38
39 40

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.