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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
901
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$426K 0.01%
10,951
-3,127
-22% -$126K
DOW icon
902
Dow Inc
DOW
$21.2B
$425K 0.01%
10,208
-2,475
-20% -$78.5K
PNC icon
903
PNC Financial Services
PNC
$101B
$425K 0.01%
2,041
+467
+30% +$102K
XME icon
904
State Street SPDR S&P Metals & Mining ETF
XME
$4.48B
$425K 0.01%
+3,932
New +$459K
SCHV
905
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$425K 0.01%
13,922
+1,263
+10% +$39.3K
NBIS
906
Nebius Group N.V.
NBIS
$47.7B
$425K 0.01%
4,092
+564
+16% +$56.3K
VRP icon
907
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$423K 0.01%
17,625
– –
PID icon
908
Invesco International Dividend Achievers ETF
PID
$919M
$423K 0.01%
18,992
+46
+0.2% +$1.05K
PDEC icon
909
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$422K 0.01%
9,925
-402
-4% -$17.4K
CRDO icon
910
Credo Technology Group
CRDO
$46.6B
$421K 0.01%
4,490
-5,749
-56% -$700K
CR icon
911
Crane Co
CR
$12.7B
$420K 0.01%
2,456
-50
-2% -$9.6K
TRFK icon
912
Pacer Data and Digital Revolution ETF
TRFK
$1.02B
$420K 0.01%
6,744
-4,311
-39% -$277K
MPLX icon
913
MPLX
MPLX
$59.7B
$419K 0.01%
7,346
+72
+1% +$4.08K
CHD icon
914
Church & Dwight Co
CHD
$24.5B
$419K 0.01%
4,488
-67
-1% -$6.44K
VIOV icon
915
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.9B
$418K 0.01%
4,108
-115
-3% -$11.9K
FJUN icon
916
FT Vest US Equity Buffer ETF June
FJUN
$1.4B
$418K 0.01%
7,396
– –
IGRO icon
917
iShares International Dividend Growth ETF
IGRO
$1.32B
$418K 0.01%
4,985
+3
+0.1% +$257
GOVT icon
918
iShares US Treasury Bond ETF
GOVT
$43.8B
$416K 0.01%
18,172
+7,073
+64% +$163K
QDEC icon
919
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$415K 0.01%
13,182
– –
AAAU icon
920
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$415K 0.01%
8,978
+709
+9% +$34.1K
EPI icon
921
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$414K 0.01%
10,158
-622
-6% -$27.5K
PSEP icon
922
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$414K 0.01%
9,608
-858
-8% -$37.5K
ALAB icon
923
Astera Labs
ALAB
$58B
$413K 0.01%
3,772
-146
-4% -$20.8K
GWX icon
924
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$411K 0.01%
9,723
+975
+11% +$42.4K
FDEC icon
925
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$410K 0.01%
8,252
– –
35 36
37
38 39

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GCM
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MAM
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LWCA
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AS
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BCP
BSN Capital Partners London, United Kingdom $3.93B AUM 13.09% 1-Year Est. Return
MIM
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JSW
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.