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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFF icon
901
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$355K 0.01%
10,318
– –
CGGR icon
902
Capital Group Growth ETF
CGGR
$23.5B
$354K 0.01%
+17,732
New +$361K
CRPT icon
903
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.4M
$353K 0.01%
107,348
+20,789
+24% +$93.4K
RETA
904
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$353K 0.01%
9,295
-92
-1% -$3.17K
SYBT icon
905
Stock Yards Bancorp
SYBT
$2.41B
$352K 0.01%
5,413
+50
+0.9% +$3.58K
BUD icon
906
AB InBev
BUD
$158B
$351K 0.01%
5,842
+302
+5% +$16.2K
DIN icon
907
Dine Brands
DIN
$432M
$349K 0.01%
5,406
+197
+4% +$13.7K
PNOV icon
908
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$349K 0.01%
+11,561
New +$346K
DFUS
909
Dimensional US Equity ETF
DFUS
$20.6B
$348K 0.01%
8,361
-58
-0.7% -$2.42K
XIFR
910
XPLR Infrastructure LP
XIFR
$1.18B
$346K 0.01%
4,938
+44
+0.9% +$3.29K
CIK
911
Credit Suisse Asset Management Income Fund
CIK
$133M
$346K 0.01%
137,148
+1,388
+1% +$3.61K
HYS icon
912
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$346K 0.01%
3,871
-1,140
-23% -$102K
SCHO icon
913
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$345K 0.01%
14,310
+796
+6% +$19.2K
CNC icon
914
Centene
CNC
$31.3B
$343K 0.01%
4,182
-250
-6% -$20.4K
GXO icon
915
GXO Logistics
GXO
$6.06B
$341K 0.01%
7,994
+615
+8% +$24.7K
EDOW icon
916
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$340K 0.01%
11,797
-47
-0.4% -$1.32K
DFIV icon
917
Dimensional International Value ETF
DFIV
$20.7B
$338K 0.01%
+11,124
New +$323K
QQQH
918
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$338K 0.01%
9,129
+295
+3% +$11.3K
BAX icon
919
Baxter International
BAX
$11.6B
$337K 0.01%
6,604
+716
+12% +$38.5K
PSA icon
920
Public Storage
PSA
$60.2B
$336K 0.01%
1,199
+58
+5% +$16.9K
OVV icon
921
Ovintiv
OVV
$17.5B
$335K 0.01%
6,612
+37
+0.6% +$1.93K
OLN icon
922
Olin
OLN
$2.64B
$335K 0.01%
6,330
+415
+7% +$22K
ESGE icon
923
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$333K 0.01%
11,086
-6,495
-37% -$190K
UFOX
924
Defiance Space and Connective Tech ETF
UFOX
$851M
$333K 0.01%
11,151
-406
-4% -$12.3K
CP icon
925
Canadian Pacific Kansas City
CP
$82B
$333K 0.01%
4,460
+1,454
+48% +$109K
35 36
37
38 39

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.