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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
901
United Bankshares
UBSI
$6.55B
– –
-15,765
Closed -$586K
UCTT
902
Ultra Clean Holdings
UCTT
$4.16B
– –
-9,750
Closed -$299K
USA icon
903
Liberty All-Star Equity Fund
USA
$1.75B
– –
-99,785
Closed -$602K
VGI
904
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
– –
-26,140
Closed -$473K
WMB icon
905
Williams Companies
WMB
$90.5B
– –
-8,727
Closed -$262K
NS
906
DELISTED
NuStar Energy L.P.
NS
– –
-4,928
Closed -$200K
FDEU
907
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-10,966
Closed -$213K
CFMS
908
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-948
Closed -$83K
MNDT
909
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-10,409
Closed -$175K
CHK
910
DELISTED
Chesapeake Energy Corporation
CHK
– –
-206
Closed -$177K
BDCL
911
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
– –
-10,161
Closed -$187K
TAHO
912
DELISTED
Tahoe Resources Inc
TAHO
– –
-26,136
Closed -$138K
MZOR
913
DELISTED
Mazor Robotics Ltd.
MZOR
– –
-8,976
Closed -$443K
BWP
914
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-12,697
Closed -$187K
DSUM
915
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
– –
-10,988
Closed -$256K
BSJH
916
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-48,466
Closed -$1.25M
LVLT
917
DELISTED
Level 3 Communications Inc
LVLT
– –
-10,589
Closed -$564K
BSCH
918
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-33,700
Closed -$762K
GG
919
DELISTED
Goldcorp Inc
GG
– –
-16,207
Closed -$210K
STMP
920
DELISTED
Stamps.com, Inc.
STMP
– –
-1,450
Closed -$294K
33 34 35 36
37

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VPC
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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.