We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
876
APA Corp
APA
$14B
$413K 0.01%
16,874
+2,882
+21% +$69.7K
VIOV icon
877
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$413K 0.01%
4,223
-10
-0.2% -$965
IGRO icon
878
iShares International Dividend Growth ETF
IGRO
$1.31B
$412K 0.01%
4,982
+65
+1% +$5.26K
JHMM icon
879
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
$412K 0.01%
6,289
+1,666
+36% +$108K
BBNX
880
Beta Bionics
BBNX
$749M
$411K 0.01%
+13,500
New +$360K
BLLN
881
BillionToOne Inc
BLLN
$4.61B
$409K 0.01%
+5,000
New +$507K
ALB icon
882
Albemarle
ALB
$15.6B
$408K 0.01%
+2,886
New +$328K
LYB icon
883
LyondellBasell Industries
LYB
$19.8B
$407K 0.01%
9,436
-2,921
-24% -$132K
DOV icon
884
Dover
DOV
$28.4B
$405K 0.01%
2,076
-188
-8% -$34.2K
CGVV
885
Capital Group U.S. Large Value ETF
CGVV
$149M
$404K 0.01%
+15,000
New +$399K
PRFZ icon
886
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$403K 0.01%
8,791
-233
-3% -$10.6K
AMT icon
887
American Tower
AMT
$78.8B
$403K 0.01%
2,443
-242
-9% -$44K
SPMD icon
888
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$402K 0.01%
6,949
+26
+0.4% +$1.49K
BTI icon
889
British American Tobacco
BTI
$123B
$402K 0.01%
7,102
-405
-5% -$22.1K
EIDO icon
890
iShares MSCI Indonesia ETF
EIDO
$495M
$402K 0.01%
21,473
+10,331
+93% +$189K
RYLD icon
891
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$401K 0.01%
26,235
+825
+3% +$12.6K
COIN icon
892
Coinbase
COIN
$39.5B
$401K 0.01%
1,822
-217
-11% -$64.7K
APO icon
893
Apollo Global Management
APO
$73.7B
$400K 0.01%
2,765
-875
-24% -$116K
BROS icon
894
Dutch Bros
BROS
$9.09B
$397K 0.01%
6,490
-730
-10% -$41.5K
TACK icon
895
Fairlead Tactical Sector ETF
TACK
$303M
$397K 0.01%
13,235
-18,769
-59% -$562K
CGW icon
896
Invesco S&P Global Water Index ETF
CGW
$1.07B
$394K 0.01%
6,254
+320
+5% +$20.5K
FLMI icon
897
Franklin Dynamic Municipal Bond ETF
FLMI
$2.36B
$394K 0.01%
15,827
+1,708
+12% +$42.5K
RDVI icon
898
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.69B
$393K 0.01%
14,999
+2,319
+18% +$60K
SUSA icon
899
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$393K 0.01%
2,823
– –
FDRR icon
900
Fidelity Dividend ETF for Rising Rates
FDRR
$759M
$392K 0.01%
6,429
-69
-1% -$4.14K
34 35
36
37 38

Similar funds

USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return
GCM
Glenview Capital Management New York $3.98B AUM 20.52% 1-Year Est. Return
MAM
Martingale Asset Management Boston, Massachusetts $3.99B AUM 22.65% 1-Year Est. Return
AS
American Securities New York $3.93B AUM 52.22% 1-Year Est. Return
BCP
BSN Capital Partners London, United Kingdom $3.93B AUM 13.09% 1-Year Est. Return
MIM
Meridiem Investment Management London, United Kingdom $3.92B AUM 1.64% 1-Year Est. Return
JSW
Journey Strategic Wealth Summit, New Jersey $4.03B AUM 33.12% 1-Year Est. Return
SCM
Suvretta Capital Management New York $3.92B AUM 86.67% 1-Year Est. Return

Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.