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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
| $336K | 0.01% |
11,596
+2,424
| +26% | +$73K |
|
877
Charter Communications
CHTR
$14.7B
| $335K | 0.01% |
760
+7
| +0.9% | +$2.91K |
|
878
Biohaven
BHVN
$2.16B
| $335K | 0.01% |
12,865
-5,917
| -32% | -$123K |
|
879
Truist Financial
TFC
$63.2B
| $334K | 0.01% |
11,661
+1,271
| +12% | +$39.1K |
|
880
Clean Harbors
CLH
$16.1B
| $332K | 0.01% |
+1,985
| New | +$335K |
|
881
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
| $332K | 0.01% |
6,831
-123
| -2% | -$6.17K |
|
|
VSTO
882
DELISTED
Vista Outdoor Inc.
VSTO
| $332K | 0.01% |
10,020
-3,210
| -24% | -$94.7K |
|
883
ARK Genomic Revolution ETF
ARKG
$1.51B
| $331K | 0.01% |
11,867
+109
| +0.9% | +$3.56K |
|
884
Equinor
EQNR
$95.9B
| $328K | 0.01% |
+10,006
| New | +$310K |
|
|
ATVI
885
DELISTED
Activision Blizzard
ATVI
| $328K | 0.01% |
3,503
-159
| -4% | -$14.5K |
|
886
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
| $328K | 0.01% |
11,427
-177
| -2% | -$5.11K |
|
|
SCHW
887
Charles Schwab
SCHW
$177B
| $326K | 0.01% |
5,945
-7,225
| -55% | -$437K |
|
888
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
| $325K | 0.01% |
9,281
+219
| +2% | +$8.15K |
|
889
Vista Energy
VIST
$7.75B
| $325K | 0.01% |
10,685
-2,275
| -18% | -$59.5K |
|
890
Stride
LRN
$3.69B
| $324K | 0.01% |
+7,200
| New | +$293K |
|
|
IBMM
891
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
| $322K | 0.01% |
12,537
+1,790
| +17% | +$46.1K |
|
892
D.R. Horton
DHI
$41B
| $320K | 0.01% |
2,976
-290
| -9% | -$34.7K |
|
893
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
| $320K | 0.01% |
6,638
-5,884
| -47% | -$286K |
|
894
RPM International
RPM
$13.7B
| $319K | 0.01% |
3,367
-62
| -2% | -$6.04K |
|
895
Aramark
ARMK
$15B
| $319K | 0.01% |
12,720
+4,848
| +62% | +$136K |
|
896
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
| $317K | 0.01% |
+3,169
| New | +$317K |
|
897
Cameco
CCJ
$38.3B
| $317K | 0.01% |
8,000
-18,321
| -70% | -$648K |
|
898
Regeneron Pharmaceuticals
REGN
$68.8B
| $317K | 0.01% |
385
-70
| -15% | -$55K |
|
899
Parker-Hannifin
PH
$125B
| $316K | 0.01% |
811
+142
| +21% | +$57.1K |
|
900
MSCI
MSCI
$40B
| $316K | 0.01% |
615
+81
| +15% | +$42.6K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.