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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
876
DELISTED
Comerica
CMA
$378K 0.01%
5,650
-563
-9% -$39K
SRE icon
877
Sempra
SRE
$60.3B
$378K 0.01%
4,888
-32
-0.7% -$2.48K
CHY
878
Calamos Convertible and High Income Fund
CHY
$1.01B
$377K 0.01%
35,774
+5,777
+19% +$64.3K
VCR icon
879
Vanguard Consumer Discretionary ETF
VCR
$5.91B
$376K 0.01%
1,717
-392
-19% -$91.8K
OTIS icon
880
Otis Worldwide
OTIS
$28B
$375K 0.01%
4,786
+128
+3% +$9.45K
QQQM icon
881
Invesco NASDAQ 100 ETF
QQQM
$95.3B
$375K 0.01%
+3,420
New +$389K
SPHQ icon
882
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$375K 0.01%
8,513
+2,012
+31% +$87.9K
CPE
883
DELISTED
Callon Petroleum Company
CPE
$373K 0.01%
10,068
-913
-8% -$37.5K
CCL icon
884
Carnival Corporation Ltd
CCL
$36.6B
$370K 0.01%
45,963
-103,726
-69% -$894K
TSN icon
885
Tyson Foods
TSN
$21.7B
$370K 0.01%
5,948
-3,860
-39% -$251K
FDLO icon
886
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$368K 0.01%
7,970
-539
-6% -$24.6K
BSEP icon
887
Innovator US Equity Buffer ETF September
BSEP
$216M
$368K 0.01%
12,131
+1,571
+15% +$47.6K
JETS icon
888
US Global Jets ETF
JETS
$761M
$368K 0.01%
21,536
-29,396
-58% -$512K
JBHT icon
889
JB Hunt Transport Services
JBHT
$26.1B
$366K 0.01%
2,100
-10
-0.5% -$1.75K
PINS icon
890
Pinterest
PINS
$13.1B
$360K 0.01%
14,846
-1,752
-11% -$41.8K
UITB icon
891
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$360K 0.01%
+7,905
New +$358K
BEN icon
892
Franklin Resources
BEN
$17.3B
$359K 0.01%
13,604
+1,416
+12% +$35.2K
GRID
893
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.2B
$359K 0.01%
4,112
-700
-15% -$60K
PARA
894
DELISTED
Paramount Global Class B
PARA
$358K 0.01%
21,200
+5,066
+31% +$93.2K
PVLA
895
Palvella Therapeutics
PVLA
$2.03B
$358K 0.01%
4,299
+354
+9% +$28.4K
FID icon
896
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$357K 0.01%
23,331
-3,654
-14% -$53.6K
VSTO
897
DELISTED
Vista Outdoor Inc.
VSTO
$357K 0.01%
14,662
-432
-3% -$11.4K
XAR icon
898
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.03B
$357K 0.01%
3,245
-55
-2% -$5.81K
TFC icon
899
Truist Financial
TFC
$63.8B
$357K 0.01%
8,297
-1,744
-17% -$76.5K
SPYG icon
900
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$355K 0.01%
7,007
+242
+4% +$12.6K
34 35
36
37 38

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.