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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCH
876
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$319K 0.01%
+4,992
New +$221K
STOR
877
DELISTED
STORE Capital Corporation
STOR
$319K 0.01%
9,397
-3,002
-24% -$91.2K
ICF icon
878
iShares Select U.S. REIT ETF
ICF
$2.14B
$317K 0.01%
5,888
+1,104
+23% +$58.4K
JKHY icon
879
Jack Henry & Associates
JKHY
$11.3B
$317K 0.01%
1,958
-24
-1% -$3.81K
USO icon
880
United States Oil Fund
USO
$2.06B
$317K 0.01%
+9,591
New +$284K
KL
881
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$316K 0.01%
7,666
-5,813
-43% -$258K
SPHQ icon
882
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$314K 0.01%
7,467
-8,543
-53% -$343K
FEN
883
DELISTED
First Trust Energy Income and Growth Fund
FEN
$314K 0.01%
29,331
+2,676
+10% +$27.7K
SPG icon
884
Simon Property Group
SPG
$76.7B
$313K 0.01%
3,672
-7,427
-67% -$567K
JWN
885
CALL
DELISTED
Nordstrom
JWN
$312K 0.01%
+10,000
New +$209K
SBSW icon
886
Sibanye-Stillwater
SBSW
$5.93B
$311K 0.01%
+19,562
New +$263K
EWP icon
887
iShares MSCI Spain ETF
EWP
$2.07B
$310K 0.01%
+11,480
New +$286K
NGG icon
888
National Grid
NGG
$82.2B
$310K 0.01%
5,943
-1,586
-21% -$84.1K
EMLC icon
889
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$308K 0.01%
+9,246
New +$296K
ILCB icon
890
iShares Morningstar US Equity ETF
ILCB
$1.26B
$308K 0.01%
5,680
+4
+0.1% +$205
JTD
891
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$308K 0.01%
21,646
-1,368
-6% -$18.2K
CINF icon
892
Cincinnati Financial
CINF
$28.4B
$307K 0.01%
3,511
+158
+5% +$12.6K
TAP icon
893
Molson Coors Class B
TAP
$8.07B
$306K 0.01%
6,760
+178
+3% +$7.34K
VFH icon
894
Vanguard Financials ETF
VFH
$13.5B
$305K 0.01%
4,185
-86
-2% -$5.68K
FAS icon
895
CALL
Direxion Daily Financial Bull 3x ETF
FAS
$2.46B
$304K 0.01%
+5,000
New +$233K
BBY icon
896
Best Buy
BBY
$19B
$303K 0.01%
3,040
-600
-16% -$67.1K
IXJ icon
897
iShares Global Healthcare ETF
IXJ
$4.17B
$303K 0.01%
3,958
-380
-9% -$28K
RIO icon
898
Rio Tinto
RIO
$147B
$303K 0.01%
4,030
+35
+0.9% +$2.3K
SDIV icon
899
Global X SuperDividend ETF
SDIV
$1.22B
$303K 0.01%
7,879
-3,034
-28% -$108K
ULTA icon
900
Ulta Beauty
ULTA
$21.5B
$302K 0.01%
1,051
+152
+17% +$38.5K
34 35
36
37 38

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WB
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BPS
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.