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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
851
Alibaba
BABA
$276B
$466K 0.01%
+2,608
New +$342K
AMCR icon
852
Amcor
AMCR
$20.9B
$465K 0.01%
11,368
+843
+8% +$37.8K
CINF icon
853
Cincinnati Financial
CINF
$28.5B
$464K 0.01%
2,932
-128
-4% -$19.4K
KVUE icon
854
Kenvue
KVUE
$37.4B
$462K 0.01%
28,460
-8,236
-22% -$168K
SPYX icon
855
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
$460K 0.01%
8,389
-7
-0.1% -$369
ABNB icon
856
Airbnb
ABNB
$87.2B
$460K 0.01%
3,789
+278
+8% +$36K
PMAR icon
857
Innovator US Equity Power Buffer ETF March
PMAR
$756M
$457K 0.01%
10,414
-296
-3% -$12.8K
OPRX icon
858
OptimizeRx
OPRX
$120M
$457K 0.01%
+22,298
New +$354K
AU icon
859
AngloGold Ashanti
AU
$40.7B
$456K 0.01%
6,488
+604
+10% +$33.8K
IBIC icon
860
iShares iBonds Oct 2026 Term TIPS ETF
IBIC
$84.4M
$455K 0.01%
17,562
-258
-1% -$6.66K
FTI icon
861
TechnipFMC
FTI
$29.9B
$454K 0.01%
11,507
-410
-3% -$15K
SCHP icon
862
Schwab US TIPS ETF
SCHP
$16.3B
$452K 0.01%
16,766
-407
-2% -$10.9K
SQM icon
863
Sociedad Química y Minera de Chile
SQM
$19.6B
$451K 0.01%
10,503
-2,182
-17% -$90.9K
IBHE
864
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$451K 0.01%
19,439
+257
+1% +$5.96K
PSEP icon
865
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$448K 0.01%
10,432
-180
-2% -$7.55K
TTAN
866
ServiceTitan Inc
TTAN
$7.15B
$447K 0.01%
+4,434
New +$487K
XMVM icon
867
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$441K 0.01%
7,157
+5
+0.1% +$294
TTE icon
868
TotalEnergies
TTE
$187B
$437K 0.01%
7,306
-26
-0.4% -$1.6K
CVNA icon
869
Carvana
CVNA
$45.9B
$434K 0.01%
5,755
-335
-6% -$24K
GGN
870
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$434K 0.01%
84,105
+188
+0.2% +$879
SPYD icon
871
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$433K 0.01%
9,848
+764
+8% +$33.5K
YSEP icon
872
FT Vest International Equity Buffer ETF September
YSEP
$119M
$433K 0.01%
16,990
+532
+3% +$13.2K
EDOW icon
873
First Trust Dow 30 Equal Weight ETF
EDOW
$311M
$433K 0.01%
10,836
-9,349
-46% -$366K
PYPL icon
874
PayPal
PYPL
$49.5B
$430K 0.01%
6,417
-788
-11% -$55.5K
SRPT icon
875
Sarepta Therapeutics
SRPT
$1.68B
$429K 0.01%
22,246
-1,985
-8% -$35.4K
33 34
35
36 37

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.