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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
851
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$377K 0.01%
3,945
+599
+18% +$56.3K
TAXF icon
852
American Century Diversified Municipal Bond ETF
TAXF
$667M
$376K 0.01%
7,312
+61
+0.8% +$3.11K
LEVI icon
853
Levi Strauss
LEVI
$9.44B
$376K 0.01%
17,241
+45
+0.3% +$851
LNT icon
854
Alliant Energy
LNT
$19.4B
$375K 0.01%
6,176
-68
-1% -$3.86K
MKC icon
855
McCormick & Company Non-Voting
MKC
$13.4B
$375K 0.01%
4,553
-1,265
-22% -$98.6K
NAPR icon
856
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$375K 0.01%
7,702
– –
HMOP icon
857
Hartford Municipal Opportunities ETF
HMOP
$777M
$374K 0.01%
9,495
+68
+0.7% +$2.66K
IETC icon
858
iShares US Tech Independence Focused ETF
IETC
$722M
$374K 0.01%
4,770
+73
+2% +$5.47K
FJUN icon
859
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$374K 0.01%
7,396
-160
-2% -$7.84K
FFEB icon
860
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$374K 0.01%
7,693
-38,776
-83% -$1.84M
JCI icon
861
Johnson Controls International
JCI
$87.5B
$372K 0.01%
4,798
-138
-3% -$9.68K
CAG icon
862
Conagra Brands
CAG
$7.07B
$372K 0.01%
11,434
+61
+0.5% +$1.87K
SPYD icon
863
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$372K 0.01%
8,144
+5
+0.1% +$217
GGN
864
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$369K 0.01%
86,328
-12
-0% -$50
HPQ icon
865
HP
HPQ
$23.5B
$369K 0.01%
10,293
-324
-3% -$11.4K
BFEB icon
866
Innovator US Equity Buffer ETF February
BFEB
$252M
$369K 0.01%
8,796
-952
-10% -$39.1K
MASI
867
DELISTED
Masimo
MASI
$369K 0.01%
2,765
– –
AGNT
868
AGNT Inc
AGNT
$664M
$368K 0.01%
26,098
+207
+0.8% +$2.67K
KSEP
869
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
$24.8M
$367K 0.01%
+14,375
New +$362K
WFRD icon
870
Weatherford International
WFRD
$6.36B
$367K 0.01%
4,317
+4
+0.1% +$431
VLUE icon
871
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$366K 0.01%
3,360
-300
-8% -$31.7K
DON icon
872
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$366K 0.01%
7,158
+43
+0.6% +$2.1K
VERX icon
873
Vertex
VERX
$1.92B
$365K 0.01%
+9,487
New +$350K
DG icon
874
Dollar General
DG
$25.9B
$364K 0.01%
4,299
+1,811
+73% +$199K
OXLC
875
Oxford Lane Capital
OXLC
$830M
$363K 0.01%
13,861
+1,278
+10% +$34.5K
33 34
35
36 37

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.